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"Basurto, Xavier"
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Defining Small-Scale Fisheries and Examining the Role of Science in Shaping Perceptions of Who and What Counts: A Systematic Review
2019
Small-scale fisheries (SSF) have long been overshadowed by the concerns and perceived importance of the industrial sector in fisheries science and policy. Yet in recent decades, attention to SSF is on the rise, marked by a proliferation of scientific publications, the emergence of new global policy tools devoted to the small-scale sector, and concerted efforts to tally the size and impacts of SSF on a global scale. Given the rising tide of interest buoying SSF, it’s pertinent to consider how the underlying definition shapes efforts to enumerate and scale up knowledge on the sector—indicating what dimensions of SSF count and consequently what gets counted. Existing studies assess how national fisheries policies define SSF, but to date, no studies systematically and empirically examine how the definition of SSF has been articulated in science, including whether and how definitions have changed over time. We systematically analyzed how SSF were defined in the peer-reviewed scientific literature drawing on a database of 1,724 articles published between 1960 and 2015. We coded a 25% random sample of articles (n=434) from our database and found that nearly one-quarter did not define SSF. Among those that did proffer a definition, harvest technologies such as fishing boats and gear were the most common characteristics used. Comparing definitions over time, we identified two notable trends over the 65-year time period studied: a decreasing proportion of articles that defined SSF and an increasing reliance on technological dimensions like boats relative to sociocultural characteristics. Our results resonate with findings from similar research on the definition of SSF in national fisheries policies that also heavily rely on boat length. We call attention to several salient issues that are obscured by an overreliance on harvest technologies in definitions of SSF, including dynamics along the wider fisheries value chain and social relations such as gender. We discuss our findings considering new policies and emerging tools that could steer scientists and practitioners toward more encompassing, consistent, and relational means of defining SSF that circumvent some of the limitations of longstanding patterns in science and policy that impinge upon sustainable and just fisheries governance.
Journal Article
Effective climate change adaptation means supporting community autonomy
by
Thornton, Thomas F
,
Basurto Xavier
,
Smaldino Paul E
in
Adaptation
,
Autonomy
,
Climate adaptation
2022
Communities want to determine their own climate change adaptation strategies, and scientists and decision-makers should listen to them — both the equity and efficacy of climate change adaptation depend on it. We outline key lessons researchers and development actors can take to support communities and learn from them.
Journal Article
Governing the commons beyond harvesting: An empirical illustration from fishing
by
Schlüter, Maja
,
Bennett, Abigail
,
Basurto, Xavier
in
Analysis
,
Biology and Life Sciences
,
Client relationships
2020
Harvesting has received most theoretical, empirical, and policy attention towards understanding common-pool resource dilemmas. Yet, pre-harvesting and post-harvesting activities influence harvesting outcomes as well. Broadening the analytical focus beyond harvesting is needed to imagine new ways of theorizing and governing the commons. Fishing-which is synonymous with harvesting-is a case in point. We contribute to a beyond-harvesting research agenda by incorporating concepts from common-pool resources theory that have not received enough attention in the literature. We compare two ubiquitous self-organizing strategies (i.e., fishing cooperatives and patron-client relationships) fishers use to access means of production and analyze their effects on the distribution of benefits resulting from harvesting. We use rarely available longitudinal data of monetary loans to fishers in Mexican small-scale fisheries and find that cooperatives can deliver broader distribution of benefits than patron-client relationships. Our study highlights the importance of historically and contextually situating analyses linking the effects of pre-harvesting processes on harvesting outcomes, and the benefits of broadening the scope of inquiry beyond a narrow policy attention on harvesting to move towards a fuller understanding of commons dilemmas.
Journal Article
Crafting analytical tools to study institutional change
2011
Most powerful analytical tools used in the social sciences are well suited for studying static situations. Static and mechanistic analysis, however, is not adequate to understand the changing world in which we live. In order to adequately address the most pressing social and environmental challenges looming ahead, we need to develop analytical tools for analyzing dynamic situations – particularly institutional change. In this paper, we develop an analytical tool to study institutional change, more specifically, the evolution of rules and norms. We believe that in order for such an analytical tool to be useful to develop a general theory of institutional change, it needs to enable the analyst to concisely record the processes of change in multiple specific settings so that lessons from such settings can eventually be integrated into a more general predictive theory of change.
Journal Article
Capacity shortfalls hinder the performance of marine protected areas globally
2017
Marine protected areas (MPAs) are increasingly being used globally to conserve marine resources. However, whether many MPAs are being effectively and equitably managed, and how MPA management influences substantive outcomes remain unknown. We developed a global database of management and fish population data (433 and 218 MPAs, respectively) to assess: MPA management processes; the effects of MPAs on fish populations; and relationships between management processes and ecological effects. Here we report that many MPAs failed to meet thresholds for effective and equitable management processes, with widespread shortfalls in staff and financial resources. Although 71% of MPAs positively influenced fish populations, these conservation impacts were highly variable. Staff and budget capacity were the strongest predictors of conservation impact: MPAs with adequate staff capacity had ecological effects 2.9 times greater than MPAs with inadequate capacity. Thus, continued global expansion of MPAs without adequate investment in human and financial capacity is likely to lead to sub-optimal conservation outcomes.
Although 71% of marine protected areas are benefiting fish populations, their effects are highly variable, with staff capacity proving to be the most important explanatory variable.
Staff needed to safeguard seas
Marine protected areas are proliferating quickly in the hope of safeguarding marine resources. Here David Gill and colleagues show that inadequate staffing capacity is compromising the efficacy of marine protected areas globally. They analyse fish biomass and management data for marine protected areas around the world and find that, although 71% of these protected areas are benefiting fish populations, the effects are highly variable. Staff capacity was identified as the most important explanatory variable, accounting for around 19% of the variation in the benefits of marine protection. They suggest that continued expansion of marine protected areas around the globe without adequate investment in human and financial capacity could limit marine conservation outcomes.
Journal Article
Micro-level explanations for emergent patterns of self-governance arrangements in small-scale fisheries—A modeling approach
by
Basurto, Xavier
,
Schlüter, Maja
,
Lindkvist, Emilie
in
Adaptive systems
,
Agent-based modeling
,
Animals
2017
Small-scale fisheries (SSFs) in developing countries are expected to play a significant role in poverty alleviation and enhancing food security in the decades to come. To realize this expectation, a better understanding of their informal self-governance arrangements is critical for developing policies that can improve fishers' livelihoods and lead to sustainable ecosystem stewardship. The goal of this paper is to develop a more nuanced understanding of micro-level factors-such as fishers' characteristics and behavior-to explain observed differences in self-governance arrangements in Northwest Mexico. We focus on two ubiquitous forms of self-governance: hierarchical non-cooperative arrangements between fishers and fishbuyers, such as patron-client relationships (PCs), versus more cooperative arrangements amongst fishers, such as fishing cooperatives (co-ops). We developed an agent-based model of an archetypical SSF that captures key hypotheses from in-depth fieldwork in Northwest Mexico of fishers' day-to-day fishing and trading. Results from our model indicate that high diversity in fishers' reliability, and low initial trust between co-op members, makes co-ops' establishment difficult. PCs cope better with this kind of diversity because, in contrast to co-ops, they have more flexibility in choosing whom to work with. However, once co-ops establish, they cope better with seasonal variability in fish abundance and provide long-term security for the fishers. We argue that existing levels of trust and diversity among fishers matter for different self-governance arrangements to establish and persist, and should therefore be taken into account when developing better, targeted policies for improved SSFs governance.
Journal Article
Recognize fish as food in policy discourse and development funding
by
Golden, Christopher D.
,
Jacques, Peter J.
,
Hicks, Christina C.
in
Academic disciplines
,
Animals
,
Aquaculture
2021
The international development community is off-track from meeting targets for alleviating global malnutrition. Meanwhile, there is growing consensus across scientific disciplines that fish plays a crucial role in food and nutrition security. However, this ‘fish as food’ perspective has yet to translate into policy and development funding priorities. We argue that the traditional framing of fish as a natural resource emphasizes economic development and biodiversity conservation objectives, whereas situating fish within a food systems perspective can lead to innovative policies and investments that promote nutrition-sensitive and socially equitable capture fisheries and aquaculture. This paper highlights four pillars of research needs and policy directions toward this end. Ultimately, recognizing and working to enhance the role of fish in alleviating hunger and malnutrition can provide an additional long-term development incentive, beyond revenue generation and biodiversity conservation, for governments, international development organizations, and society more broadly to invest in the sustainability of capture fisheries and aquaculture.
Journal Article
Where are Cultural and Social in Ecosystem Services? A Framework for Constructive Engagement
by
Bostrom, Ann
,
Chan, Kai M. A.
,
Levine, Jordan
in
Cognitive Development
,
Conservation organizations
,
Cultural values
2012
A focus on ecosystem services (ES) is seen as a means for improving decisionmaking. In the research to date, the valuation of the material contributions of ecosystems to human well-being has been emphasized, with less attention to important cultural ES and nonmaterial values. This gap persists because there is no commonly accepted framework for eliciting less tangible values, characterizing their changes, and including them alongside other services in decisionmaking. Here, we develop such a framework for ES research and practice, addressing three challenges: (1) Nonmaterial values are ill suited to characterization using monetary methods; (2) it is difficult to unequivocally link particular changes in socioecological systems to particular changes in cultural benefits; and (3) cultural benefits are associated with many services, not just cultural ES. There is no magic bullet, but our framework may facilitate fuller and more socially acceptable integrations of ES information into planning and management.
Journal Article
Political making of more-than-fishers through their involvement in ecological monitoring of protected areas
by
Basurto Xavier
,
Quintana, Anastasia
,
Weaver, Amy Hudson
in
Data collection
,
Ecological effects
,
Ecological monitoring
2020
One strategy for ecological monitoring of protected areas involves data collection by local resource users instead of external scientists. Growing support for such programs comes from their potential to both reduce costs and influence how resource users perceive and support protected areas, but their effects on participants are only beginning to be understood. We contribute to this growing research area through an in-depth study of how participants, their close kin, and their peers perceived the individual and community-wide effects of an ecological monitoring program. We examined the case of fishers’ involvement in ecological monitoring of a marine protected area network in Baja California Sur, Mexico, organized since 2012 by the Mexican non-governmental organization Niparajá. Based on in-depth interviews and participant observation in 2016 and 2017, we found that the most salient effect of the program was personal growth. Participants described becoming “more than a fisher” through newly gained civic and environmental awareness, ecological knowledge, and self-confidence in public speaking skills. Respondents also identified health risks from diving and emotional burdens on participants’ families. Overall, other resource users in their communities seem to be supportive through reputational benefits of participants. These effects overlap with but seem more extensive than those documented in other citizen science programs. Environmentality provides a suitable explanation of the processes at play, where the act of monitoring is far more than data collection, intertwining participants’ fortunes (for better or worse) with the political fate of the protected area network itself.
Journal Article
Engage key social concepts for sustainability
by
Levine, Arielle
,
Hicks, Christina C.
,
Poe, Melissa R.
in
Biogeochemical cycles
,
Biogeochemistry
,
Climate change
2016
Social indicators, both mature and emerging, are underused With humans altering climate processes, biogeochemical cycles, and ecosystem functions ( 1 ), governments and societies confront the challenge of shaping a sustainable future for people and nature. Policies and practices to address these challenges must draw on social sciences, along with natural sciences and engineering ( 2 ). Although various social science approaches can enable and assess progress toward sustainability, debate about such concrete engagement is outpacing actual use. To catalyze uptake, we identify seven key social concepts that are largely absent from many efforts to pursue sustainability goals. We present existing and emerging well-tested indicators and propose priority areas for conceptual and methodological development.
Journal Article