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result(s) for
"Baucom, Zachary H."
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Tau isoforms are differentially expressed across the hippocampus in chronic traumatic encephalopathy and Alzheimer’s disease
by
Stein, Thor D.
,
Esnault, Camille D.
,
Dickson, Dennis W.
in
Adult
,
Advertising executives
,
Aged
2021
Chronic traumatic encephalopathy (CTE) is a progressive neurodegenerative disease, characterized by hyperphosphorylated tau, found in individuals with a history of exposure to repetitive head impacts. While the neuropathologic hallmark of CTE is found in the cortex, hippocampal tau has proven to be an important neuropathologic feature to examine the extent of disease severity. However, the hippocampus is also heavily affected in many other tauopathies, such as Alzheimer’s disease (AD). How CTE and AD differentially affect the hippocampus is unclear. Using immunofluorescent analysis, a detailed histologic characterization of 3R and 4R tau isoforms and their differential accumulation in the temporal cortex in CTE and AD was performed. CTE and AD were both observed to contain mixed 3R and 4R tau isoforms, with 4R predominating in mild disease and 3R increasing proportionally as pathological severity increased. CTE demonstrated high levels of tau in hippocampal subfields CA2 and CA3 compared to CA1. There were also low levels of tau in the subiculum compared to CA1 in CTE. In contrast, AD had higher levels of tau in CA1 and subiculum compared to CA2/3. Direct comparison of the tau burden between AD and CTE demonstrated that CTE had higher tau densities in CA4 and CA2/3, while AD had elevated tau in the subiculum. Amyloid beta pathology did not contribute to tau isoform levels. Finally, it was demonstrated that higher levels of 3R tau correlated to more severe extracellular tau (ghost tangles) pathology. These findings suggest that mixed 3R/4R tauopathies begin as 4R predominant then transition to 3R predominant as pathological severity increases and ghost tangles develop. Overall, this work demonstrates that the relative deposition of tau isoforms among hippocampal subfields can aid in differential diagnosis of AD and CTE, and might help improve specificity of biomarkers for in vivo diagnosis.
Journal Article
Cognitive Factor‐Based Selection Increases Power in Alzheimer's Dementia Randomized Clinical Trials
by
Baucom, Zachary H.
,
Gallini, Julia W.
,
Tripodis, Yorghos
in
Alzheimer's disease
,
Biological markers
,
Brain
2025
Background Alzheimer's dementia (AD) is of increasing concern as populations achieve longer lifespans. Many of the recent failed AD clinical trials had a low number of AD events and may have been underpowered. Previous trials have attempted to address this issue by requiring signs of cognitive decline in brain imaging for trial enrollment. However, this method systematically excludes people of color and those without access to healthcare and results in a selected sample that is not representative of the target patient population. We therefore propose the use of a predictive model based on cognitive test scores only to enroll cognitively normal yet high risk participants in a hypothetical clinical trial. Methods Cognitive test scores are a widely accessible tool so their use in enrollment would be less likely to exclude marginalized populations than biomarkers, such as imaging, which are overwhelmingly available to exclusively high‐income patients. We developed a novel longitudinal factor model to predict AD conversion within a 3‐year window based on data from the National Alzheimer's Coordinating Center. Result Through simulation we demonstrate that our predictive model provides substantial improvements in statistical power and required sample size in hypothetical clinical trials across a range of drug effects when compared to other methods of subject selection. Conclusions Predictive modeling using our novel factor model has the potential to improve efficiency in enrollment in AD clinical trials while allowing for a diverse subject set and improved representation of underrepresented groups in AD trials.
Journal Article
Leveraging football accelerometer data to quantify associations between repetitive head impacts and chronic traumatic encephalopathy in males
2023
Chronic traumatic encephalopathy (CTE) is a neurodegenerative tauopathy associated with repetitive head impacts (RHI), but the components of RHI exposure underlying this relationship are unclear. We create a position exposure matrix (PEM), composed of American football helmet sensor data, summarized from literature review by player position and level of play. Using this PEM, we estimate measures of lifetime RHI exposure for a separate cohort of 631 football playing brain donors. Separate models examine the relationship between CTE pathology and players’ concussion count, athletic positions, years of football, and PEM-derived measures, including estimated cumulative head impacts, linear accelerations, and rotational accelerations. Only duration of play and PEM-derived measures are significantly associated with CTE pathology. Models incorporating cumulative linear or rotational acceleration have better model fit and are better predictors of CTE pathology than duration of play or cumulative head impacts alone. These findings implicate cumulative head impact intensity in CTE pathogenesis.
The relationship between the components of repetitive head impacts and chronic traumatic encephalopathy (CTE) remains unclear. Here, the authors use American football helmet sensor data to show that duration of play, cumulative head impacts and linear and rotational accelerations are significantly associated with CTE pathology.
Journal Article
Incidence of and Mortality From Amyotrophic Lateral Sclerosis in National Football League Athletes
2021
Amyotrophic lateral sclerosis (ALS) is a fatal neurodegenerative disease; understanding ALS risk factors is a critical public health issue.
To evaluate the incidence of and mortality from ALS in National Football League (NFL) athletes and to describe characteristics associated with ALS within this cohort.
This population-based cohort study included all 19 423 NFL athletes who debuted between 1960 and 2019 and played 1 or more professional game. It was conducted between October 3, 2020, and July 19, 2021.
Participation in the NFL, including playing 1 or more professional games.
Cases of ALS and death information were identified based on public records from NFL statistics aggregators, news reports, obituaries, and National Death Index results. The standardized incidence ratio and the standardized mortality ratio were calculated based on data acquired from surveillance studies of ALS accounting for age, sex, and race. Secondary analyses examined the association of body mass index, NFL career duration, race, birth location, and markers of fame, using a nested case-control design, matching athletes with ALS to athletes without ALS, by NFL debut year.
A total of 19 423 male former and current NFL players (age range, 23-78 years) were included in this cohort study and were followed up for a cumulative 493 168 years (mean [SD] follow-up, 30.6 [13.7] years). Thirty-eight players received a diagnosis of ALS, and 28 died during the study time frame, representing a significantly higher incidence of ALS diagnosis (standardized incidence ratio, 3.59; 95% CI, 2.58-4.93) and mortality (standardized mortality ratio, 3.94; 95% CI, 2.62-5.69) among NFL players compared with the US male population, adjusting for age and race. Among NFL athletes, nested-case-control analyses found that those who received a diagnosis of ALS had significantly longer careers (mean [SD] duration, 7.0 [3.9] years) than athletes without ALS (mean [SD] duration, 4.5 [3.6] years; odds ratio, 1.2; 95% CI, 1.1-1.3). There were no differences in ALS status based on proxies of NFL fame, body mass index, position played, birth location, or race.
The age-, sex-, and race-adjusted incidence of and mortality from ALS among all NFL players who debuted between 1960 and 2019 were nearly 4 times as high as those of the general population. Athletes with a diagnosis of ALS had longer NFL careers than those without ALS, suggesting an association between NFL duration of play and ALS. The identification of these risk factors for ALS helps to inform the study of pathophysiological mechanisms responsible for this fatal neurodegenerative disease.
Journal Article
Public Health
by
Gallini, Julia W
,
Tripodis, Yorghos
,
Baucom, Zachary H
in
Aged
,
Alzheimer Disease - diagnosis
,
Clinical Trials as Topic
2025
Alzheimer's dementia (AD) is of increasing concern as populations achieve longer lifespans. Many of the recent failed AD clinical trials had a low number of AD events and may have been underpowered. Previous trials have attempted to address this issue by requiring signs of cognitive decline in brain imaging for trial enrollment. However, this method systematically excludes people of color and those without access to healthcare and results in a selected sample that is not representative of the target patient population. We therefore propose the use of a predictive model based on cognitive test scores only to enroll cognitively normal yet high risk participants in a hypothetical clinical trial.
Cognitive test scores are a widely accessible tool so their use in enrollment would be less likely to exclude marginalized populations than biomarkers, such as imaging, which are overwhelmingly available to exclusively high-income patients. We developed a novel longitudinal factor model to predict AD conversion within a 3-year window based on data from the National Alzheimer's Coordinating Center.
Through simulation we demonstrate that our predictive model provides substantial improvements in statistical power and required sample size in hypothetical clinical trials across a range of drug effects when compared to other methods of subject selection.
Predictive modeling using our novel factor model has the potential to improve efficiency in enrollment in AD clinical trials while allowing for a diverse subject set and improved representation of underrepresented groups in AD trials.
Journal Article
Thorough Understanding of Neuropsychological Data Using State Space Modelling
2023
Alzheimer's disease, and other related dementia diseases, are a worsening issue with an acceleration in today's aging population. Longitudinal cognitive assessment of those suffering from dementia offers vital insight into disease progression and allows for assessment of possible disease interventions. Difficulty in modeling such data arises as there are often non-linear and heterogenous patterns of decline from patient to patient. We propose the use of state space models (SSM), specifically a Local Linear Trend (LLT) model, as an alternative to the commonly used linear mixed effect models (LMEM) for longitudinal assessments. The proposed model includes the estimation of interpretable population linear effects on the outcome, while also allowing for subject-specific non-linearities in cognitive trajectories. To fit the LLT model, we utilize the traditional full likelihood estimation using the Kalman Filter and Kalman Smoother. We also compare the use of a partitioned LLT and a Bayesian LLT for computational efficiency. In two separate simulation analyses, we show the advantages of the LLT models over the predominant techniques. We go on to show that of the LLT methods, the Bayesian LLT excels. The LLT models are then used to estimate the effect of the APOE e4 allele on cognitive trajectory. Running the LLT on a single outcome provides accurate estimation of linear effects, but multiple tests are often offered for better understanding of different cognitive domains. To gain a more thorough understanding of cognition and how it relates to Alzheimer's disease we propose the use of a multivariate local linear trend model (MLLT), which simultaneously models linear effects for multiple tests, while also measuring inter-correlation of the underlying cognitive state between tests. Lastly, we propose a factor MLLT (FMLLT) to clarify underlying factors of cognition. The FMLLT can be utilized in both a structured and unstructured approach. These tools are shown to provide a flexible and accurate framework for analyzing longitudinal neuropsychological data.
Dissertation
Characterizing tau deposition in chronic traumatic encephalopathy (CTE): utility of the McKee CTE staging scheme
by
Stein, Thor D.
,
Mez, Jesse
,
Tripodis, Yorghos
in
Amygdala
,
Chronic brain injury
,
Chronic traumatic encephalopathy
2020
Chronic traumatic encephalopathy (CTE) is a tauopathy associated with repetitive head impacts (RHI) that has been neuropathologically diagnosed in American football players and other contact sport athletes. In 2013, McKee and colleagues proposed a staging scheme for characterizing the severity of the hyperphosphorylated tau (p-tau) pathology, the McKee CTE staging scheme. The staging scheme defined four pathological stages of CTE, stages I(mild)–IV(severe), based on the density and regional deposition of p-tau. The objective of this study was to test the utility of the McKee CTE staging scheme, and provide a detailed examination of the regional distribution of p-tau in CTE. We examined the relationship between the McKee CTE staging scheme and semi-quantitative and quantitative assessments of regional p-tau pathology, age at death, dementia, and years of American football play among 366 male brain donors neuropathologically diagnosed with CTE (mean age 61.86, SD 18.90). Spearman’s rho correlations showed that higher CTE stage was associated with higher scores on all semi-quantitative and quantitative assessments of p-tau severity and density (
p
’s < 0.001). The severity and distribution of CTE p-tau followed an age-dependent progression: older age was associated with increased odds for having a higher CTE stage (
p
< 0.001). CTE stage was independently associated with increased odds for dementia (
p
< 0.001). K-medoids cluster analysis of the semi-quantitative scales of p-tau across 14 regions identified 5 clusters of p-tau that conformed to increasing CTE stage (stage IV had 2 slightly different clusters), age at death, dementia, and years of American football play. There was a predilection for p-tau pathology in five regions: dorsolateral frontal cortex (DLF), superior temporal cortex, entorhinal cortex, amygdala, and locus coeruleus (LC), with CTE in the youngest brain donors and lowest CTE stage restricted to DLF and LC. These findings support the usefulness of the McKee CTE staging scheme and demonstrate the regional distribution of p-tau in CTE.
Journal Article
Cognitive, functional, and neuropsychiatric correlates of regional tau pathology in autopsy-confirmed chronic traumatic encephalopathy
by
Stein, Thor D.
,
Yhang, Eukyung
,
Mez, Jesse
in
Activities of Daily Living
,
Aggression
,
Amygdala
2024
Background
Chronic traumatic encephalopathy (CTE) is a neurodegenerative disease characterized by hyperphosphorylated tau (p-tau) accumulation. The clinical features associated with CTE pathology are unclear. In brain donors with autopsy-confirmed CTE, we investigated the association of CTE p-tau pathology density and location with cognitive, functional, and neuropsychiatric symptoms.
Methods
In 364 brain donors with autopsy confirmed CTE, semi-quantitative p-tau severity (range: 0–3) was assessed in 10 cortical and subcortical regions. We summed ratings across regions to form a p-tau severity global composite (range: 0–30). Informants completed standardized scales of cognition (Cognitive Difficulties Scale, CDS; BRIEF-A Metacognition Index, MI), activities of daily living (Functional Activities Questionnaire), neurobehavioral dysregulation (BRIEF-A Behavioral Regulation Index, BRI; Barratt Impulsiveness Scale, BIS-11), aggression (Brown-Goodwin Aggression Scale), depression (Geriatric Depression Scale-15, GDS-15), and apathy (Apathy Evaluation Scale, AES). Ordinary least squares regression models examined associations between global and regional p-tau severity (separate models for each region) with each clinical scale, adjusting for age at death, racial identity, education level, and history of hypertension, obstructive sleep apnea, and substance use treatment. Ridge regression models that incorporated p-tau severity across all regions in the same model assessed which regions showed independent effects.
Results
The sample was predominantly American football players (333; 91.2%); 140 (38.5%) had low CTE and 224 (61.5%) had high CTE. Global p-tau severity was associated with higher (i.e., worse) scores on the cognitive and functional scales: MI (
β
standardized
= 0.02, 95%CI = 0.01–0.04), CDS (
β
standardized
= 0.02, 95%CI = 0.01–0.04), and FAQ (
β
standardized
= 0.03, 95%CI = 0.01–0.04). After false-discovery rate correction, p-tau severity in the frontal, inferior parietal, and superior temporal cortex, and the amygdala was associated with higher CDS (
β
s
standardized
= 0.17–0.29, ps < 0.01) and FAQ (
β
s
standardized
= 0.21–0.26, ps < 0.01); frontal and inferior parietal cortex was associated with higher MI (
β
s
standardized
= 0.21–0.29, ps < 0.05); frontal cortex was associated with higher BRI (
β
standardized
= 0.21,
p
< 0.01). Regions with effects independent of other regions included frontal cortex (CDS, MI, FAQ, BRI), inferior parietal cortex (CDS) and amygdala (FAQ). P-tau explained 13–49% of variance in cognitive and functional scales and 6–14% of variance in neuropsychiatric scales.
Conclusion
Accumulation of p-tau aggregates, especially in the frontal cortex, are associated with cognitive, functional, and certain neurobehavioral symptoms in CTE.
Journal Article
Structural MRI profiles and tau correlates of atrophy in autopsy-confirmed CTE
by
Ang, Ting Fang Alvin
,
Stein, Thor D.
,
Mez, Jesse
in
Alzheimer's disease
,
Atrophy
,
Atrophy - pathology
2021
Background
Chronic traumatic encephalopathy (CTE), a neurodegenerative tauopathy, cannot currently be diagnosed during life. Atrophy patterns on magnetic resonance imaging could be an effective in vivo biomarker of CTE, but have not been characterized. Mechanisms of neurodegeneration in CTE are unknown. Here, we characterized macrostructural magnetic resonance imaging features of brain donors with autopsy-confirmed CTE. The association between hyperphosphorylated tau (p-tau) and atrophy on magnetic resonance imaging was examined.
Methods
Magnetic resonance imaging scans were obtained by medical record requests for 55 deceased symptomatic men with autopsy-confirmed CTE and 31 men (
n
= 11 deceased) with normal cognition at the time of the scan, all
>
60 years Three neuroradiologists visually rated regional atrophy and microvascular disease (0 [none]–4 [severe]), microbleeds, and cavum septum pellucidum presence. Neuropathologists rated tau severity and atrophy at autopsy using semi-quantitative scales.
Results
Compared to unimpaired males, donors with CTE (45/55=stage III/IV) had greater atrophy of the orbital-frontal (mean diff.=1.29), dorsolateral frontal (mean diff.=1.31), superior frontal (mean diff.=1.05), anterior temporal (mean diff.=1.57), and medial temporal lobes (mean diff.=1.60), and larger lateral (mean diff.=1.72) and third (mean diff.=0.80) ventricles, controlling for age at scan (ps<0.05). There were no effects for posterior atrophy or microvascular disease. Donors with CTE had increased odds of a cavum septum pellucidum (OR = 6.7,
p
< 0.05). Among donors with CTE, greater tau severity across 14 regions corresponded to greater atrophy on magnetic resonance imaging (beta = 0.68,
p
< 0.01).
Conclusions
These findings support frontal-temporal atrophy as a magnetic resonance imaging finding of CTE and show p-tau accumulation is associated with atrophy in CTE.
Journal Article
Inflammatory biomarkers for neurobehavioral dysregulation in former American football players: findings from the DIAGNOSE CTE Research Project
2024
Background
Traumatic encephalopathy syndrome (TES) is defined as the clinical manifestation of the neuropathological entity chronic traumatic encephalopathy (CTE). A core feature of TES is neurobehavioral dysregulation (NBD), a neuropsychiatric syndrome in repetitive head impact (RHI)-exposed individuals, characterized by a poor regulation of emotions/behavior. To discover biological correlates for NBD, we investigated the association between biomarkers of inflammation (interleukin (IL)-1β, IL-6, IL-8, IL-10, C-reactive protein (CRP), tumor necrosis factor (TNF)-α) in cerebrospinal fluid (CSF) and NBD symptoms in former American football players and unexposed individuals.
Methods
Our cohort consisted of former American football players, with (
n
= 104) or without (
n
= 76) NBD diagnosis, as well as asymptomatic unexposed individuals (
n
= 55) from the DIAGNOSE CTE Research Project. Specific measures for NBD were derived (i.e., explosivity, emotional dyscontrol, impulsivity, affective lability, and a total NBD score) from a factor analysis of multiple self-report neuropsychiatric measures. Analyses of covariance tested differences in biomarker concentrations between the three groups. Within former football players, multivariable linear regression models assessed relationships among log-transformed inflammatory biomarkers, proxies for RHI exposure (total years of football, cumulative head impact index), and NBD factor scores, adjusted for relevant confounding variables. Sensitivity analyses tested (1) differences in age subgroups (< 60, ≥ 60 years); (2) whether associations could be identified with plasma inflammatory biomarkers; (3) associations between neurodegeneration and NBD, using plasma neurofilament light (NfL) chain protein; and (4) associations between biomarkers and cognitive performance to explore broader clinical symptoms related to TES.
Results
CSF IL-6 was higher in former American football players with NBD diagnosis compared to players without NBD. Furthermore, elevated levels of CSF IL-6 were significantly associated with higher emotional dyscontrol, affective lability, impulsivity, and total NBD scores. In older football players, plasma NfL was associated with higher emotional dyscontrol and impulsivity, but also with worse executive function and processing speed. Proxies for RHI exposure were not significantly associated with biomarker concentrations.
Conclusion
Specific NBD symptoms in former American football players may result from multiple factors, including neuroinflammation and neurodegeneration. Future studies need to unravel the exact link between NBD and RHI exposure, including the role of other pathophysiological pathways.
Journal Article