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Long term average change in streamflow is a major concern in hydrology and water resources management. Some simple analytical methods exist for the assessment of the sensitivity of streamflow to climatic variations. These are based on the Budyko hypothesis, which assumes that long term average streamflow can be predicted by climate conditions, namely by annual average precipitation and evaporative demand. Recently, Tomer and Schilling (2009) presented an ecohydrological concept to distinguish between effects of climate change and basin characteristics change on streamflow. We relate the concept to a coupled consideration of the water and energy balance. We show that the concept is equivalent to the assumption that the sum of the ratio of annual actual evapotranspiration to precipitation and the ratio of actual to potential evapotranspiration is constant, even when climate conditions are changing. Here, we use this assumption to derive analytical solutions to the problem of streamflow sensitivity to climate. We show how, according to this assumption, climate sensitivity would be influenced by different climatic conditions and the actual hydrological response of a basin. Finally, the properties and implications of the method are compared with established Budyko sensitivity methods and illustrated by three case studies. It appears that the largest differences between both approaches occur under limiting conditions. Specifically, the sensitivity framework based on the ecohydrological concept does not adhere to the water and energy limits, while the Budyko approach accounts for limiting conditions by increasing the sensitivity of streamflow to a catchment parameter encoding basin characteristics. Our findings do not support any application of the ecohydrological concept under conditions close to the water or energy limits, instead we suggest a correction based on the Budyko framework.

The prediction of climate effects on terrestrial ecosystems and water resources is one of the major research questions in hydrology. Conceptual water-energy balance models can be used to gain a first order estimate of how long-term average streamflow is changing with a change in water and energy supply. A common framework for investigation of this question is based on the Budyko hypothesis, which links hydrological response to aridity. Recently, Renner et al. (2012) introduced the climate change impact hypothesis (CCUW), which is based on the assumption that the total efficiency of the catchment ecosystem to use the available water and energy for actual evapotranspiration remains constant even under climate changes. Here, we confront the climate sensitivity approaches (the Budyko approach of Roderick and Farquhar, 2011, and the CCUW) with data of more than 400 basins distributed over the continental United States. We first estimate the sensitivity of streamflow to changes in precipitation using long-term average data of the period 1949 to 2003. This provides a hydro-climatic status of the respective basins as well as their expected proportional effect to changes in climate. Next, we test the ability of both approaches to predict climate impacts on streamflow by splitting the data into two periods. We (i) analyse the long-term average changes in hydro-climatology and (ii) derive a statistical classification of potential climate and basin change impacts based on the significance of observed changes in runoff, precipitation and potential evapotranspiration. Then we (iii) use the different climate sensitivity methods to predict the change in streamflow given the observed changes in water and energy supply and (iv) evaluate the predictions by (v) using the statistical classification scheme and (vi) a conceptual approach to separate the impacts of changes in climate from basin characteristics change on streamflow. This allows us to evaluate the observed changes in streamflow as well as to assess the impact of basin changes on the validity of climate sensitivity approaches. The apparent increase of streamflow of the majority of basins in the US is dominated by an increase in precipitation. It is further evident that impacts of changes in basin characteristics appear simultaneously with climate changes. There are coherent spatial patterns with catchments where basin changes compensate for climatic changes being dominant in the western and central parts of the US. A hot spot of basin changes leading to excessive runoff is found within the US Midwest. The impact of basin changes on the prediction is large and can be twice as much as the observed change signal. Although the CCUW and the Budyko approach yield similar predictions for most basins, the data of water-limited basins support the Budyko framework rather than the CCUW approach, which is known to be invalid under limiting climatic conditions.

Understanding and quantifying the impact of changes in climate and land use/land cover on water availability is a prerequisite to adapt water management; yet, it can be difficult to separate the effects of these different impacts. In this paper we illustrate a separation and attribution method based on a Budyko framework. We assume that evapotranspiration (ET) is limited by the climatic forcing of precipitation (P) and evaporative demand (E0), but modified by land-surface properties. Impacts of changes in climate (i.e., E0/P) or land-surface changes on ET alter the two dimensionless measures describing relative water (ET/P) and energy partitioning (ET/E0), which allows us to separate and quantify these impacts. We use the separation method to quantify the role of environmental factors on ET using 68 small to medium range river basins covering the greatest part of the German Federal State of Saxony within the period of 1950–2009. The region can be considered as a typical central European landscape with considerable anthropogenic impacts. In the long term, most basins are found to follow the Budyko curve which we interpret as a result of the strong interactions of climate, soils and vegetation. However, two groups of basins deviate. Agriculturally dominated basins at lower altitudes exceed the Budyko curve while a set of high altitude, forested basins fall well below. When visualizing the decadal dynamics on the relative partitioning of water and energy the impacts of climatic and land-surface changes become apparent. After 1960 higher forested basins experienced large land-surface changes which show that the air pollution driven tree damages have led to a decline of annual ET on the order of 38%. In contrast, lower, agricultural dominated areas show no significant changes during that time. However, since the 1990s effective mitigation measures on industrial pollution have been established and the apparent brightening and regrowth has resulted in a significant increase of ET across most basins. In conclusion, data on both, the water and the energy balance is necessary to understand how long-term climate and land cover control evapotranspiration and thus water availability. Further, the detected land-surface change impacts are consistent in space and time with independent forest damage data and thus confirm the validity of the separation approach.

The use of multiplicative random cascades (MRCs) for temporal rainfall disaggregation has been extensively studied in the past. MRCs are appealing for rainfall disaggregation due to their formal simplicity and the possibility to extract the model parameters directly from observed high resolution rainfall data. These parameters, however, represent the rainfall characteristics of the observation period. Since rainfall characteristics of different time slices are changing due to climate variability, we propose a parameterization approach for MRCs to adjust the parameters according to past (observed) or future (projected) time series. This is done on the basis of circulation patterns (CPs) by extracting a distinct MRC parameterization from high resolution rainfall data, as observed on days governed by each individual CP. The parameterization approach is tested by comparing the statistical properties of disaggregated rainfall time series of two time slices, 1969–1979 and 1989–1999, to the results obtained by two other disaggregation methods (a conceptually similar MRC without CP-based parameterization and a recombination approach) and to the statistical properties of observed hourly rainfall data. In this context, all three approaches use rainfall data of the time slice 1989–1999 for parameterization. We found that the inclusion of CPs into the parameterization of a MRC yields hourly time series that better reproduce the properties of observed rainfall in time slice 1989–1999, as compared to the simple MRC. Despite similar results of both MRCs in the validation period of 1969–1979, we can conclude that the CP-based parameterization approach is applicable for temporal rainfall disaggregation in time slices distinct from the parameterization period. This approach accounts for changes in rainfall characteristics due to changes in the frequency of occurrence of the CPs and allows generating hourly rainfall from daily data, as often provided by a statistical downscaling of global climate change.

An experimental micrometeorological set-up was established at the CARBOEURO-FLUX site in Tharandt, Germany, to measure all relevant variables for the calculation of the vertical and horizontal advective fluxes of carbon dioxide. The set-up includes two auxiliary towers to measure horizontal and vertical CO^sub 2^ and H^sub 2^O gradients through the canopy, and to make ultrasonic wind measurements in the trunk space. In combination with the long-term flux tower an approximately even-sided prism with a typical side-length of 50 m was established. It is shown that under stable (nighttime) conditions the mean advective fluxes have magnitudes on the same order as the daily eddy covariance (EC) flux, which implies that they play a significant, but not yet fully understood, role in the carbon budget equation. The two advective fluxes are opposite and seem to cancel each other at night (at least for these measurements). During the day, vertical advection tends to zero, while horizontal advection is still present implying a flow of CO^sub 2^ out of the control volume. From our measurements, a mean daily gain of 2.2 gC m^sup -2^ d^sup -1^ for the horizontal advection and a mean daily loss of 2.5 gC m^sup -2^d^sup -1^ for the vertical advection is calculated for a period of 20 days. However the large scatter of the advective fluxes has to be further investigated. It is not clear yet whether the large variability is natural or due to measurement errors and conceptual deficiencies of the experiment. Similar results are found in the few comparable studies.[PUBLICATION ABSTRACT]

The response of crops to changing climate and atmospheric CO2 concentration ([CO2]) could have large effects on food production, and impact carbon, water, and energy fluxes, causing feedbacks to the climate. To simulate the response of temperate crops to changing climate and [CO2], which accounts for the specific phenology of crops mediated by management practice, we describe here the development of a process-oriented terrestrial biogeochemical model named ORCHIDEE-CROP (v0), which integrates a generic crop phenology and harvest module, and a very simple parameterization of nitrogen fertilization, into the land surface model (LSM) ORCHIDEEv196, in order to simulate biophysical and biochemical interactions in croplands, as well as plant productivity and harvested yield. The model is applicable for a range of temperate crops, but is tested here using maize and winter wheat, with the phenological parameterizations of two European varieties originating from the STICS agronomical model. We evaluate the ORCHIDEE-CROP (v0) model against eddy covariance and biometric measurements at seven winter wheat and maize sites in Europe. The specific ecosystem variables used in the evaluation are CO2 fluxes (net ecosystem exchange, NEE), latent heat, and sensible heat fluxes. Additional measurements of leaf area index (LAI) and aboveground biomass and yield are used as well. Evaluation results revealed that ORCHIDEE-CROP (v0) reproduced the observed timing of crop development stages and the amplitude of the LAI changes. This is in contrast to ORCHIDEEv196 where, by default, crops have the same phenology as grass. A halving of the root mean square error for LAI from 2.38 ± 0.77 to 1.08 ± 0.34 m2 m−2 was obtained when ORCHIDEEv196 and ORCHIDEE-CROP (v0) were compared across the seven study sites. Improved crop phenology and carbon allocation led to a good match between modeled and observed aboveground biomass (with a normalized root mean squared error (NRMSE) of 11.0–54.2 %), crop yield, daily carbon and energy fluxes (with a NRMSE of  ∼  9.0–20.1 and  ∼  9.4–22.3 % for NEE), and sensible and latent heat fluxes. The simulated yields for winter wheat and maize from ORCHIDEE-CROP (v0) showed a good match with the simulated results from STICS for three sites with available crop yield observations, where the average NRMSE was  ∼  8.8 %. The model data misfit for energy fluxes were within the uncertainties of the measurements, which themselves showed an incomplete energy balance closure within the range 80.6–86.3 %. The remaining discrepancies between the modeled and observed LAI and other variables at specific sites were partly attributable to unrealistic representations of management events by the model. ORCHIDEE-CROP (v0) has the ability to capture the spatial gradients of carbon and energy-related variables, such as gross primary productivity, NEE, and sensible and latent heat fluxes across the sites in Europe, which is an important requirement for future spatially explicit simulations. Further improvement of the model, with an explicit parameterization of nutritional dynamics and management, is expected to improve its predictive ability to simulate croplands in an Earth system model.

One subproject within the project IWAS aims at the identification of effective and sustainable measures to improve the water quality of the river basin Western Bug in the Ukraine in preparation of changes of climate, land use and socio-economy. An important part of the system analysis is the quantification of water balance components. Rare and uncertain data impede hydrological modelling in the region. Approaches to reduce the modelling uncertainty are needed. In this work, we focus on the reduction of uncertainty that results from precipitation observations and parameter estimation during the calibration process. The main aim is to set up a well performing model for water balance simulations. The semi-physically based model Soil and Water Assessment Tool (SWAT) was applied. A calibration and uncertainty reduction strategy was set up that consists of time- and spatial-scale dependencies as well as alternative precipitation inputs. The single models that were set up and calibrated with alternative precipitation inputs are treated as an ensemble and were averaged with different methods. Nine parameters were chosen from the completed sensitivity analysis for all calibration approaches. The calibration strategy revealed the benefit of applying a complex bottom-up calibration that starts with sub-basins and ends with the entire basin. Not only performance improved significantly, but also water balance gaps were identified and henceforth reduced. The usage of daily runoff data in the calibration procedure did not enhance simulations in comparison to monthly data. Simulations improved and parameter uncertainty was reduced applying the SWAT model variants, where precipitation was included in calibration and by the ensemble averaging of the different models. Nevertheless, chosen uncertainty measures are not optimal and indicate that parameter uncertainty is still high. This is attributed to the low density of precipitation stations in the region, their low representativity, and scarce data situation in general. Differences between modelled and observed runoff are large in some occasions and can not be balanced completely by the applied methods. Although this approach reached its limit, it was demonstrated that simulations can be improved and modelling uncertainty can be reduced with an appropriate calibration strategy, with extended precipitation information and the application of an ensemble approach.

Anemometer and CO2 concentration data from temporary campaigns performed at six CARBOEUROFLUX forest sites were used to estimate the importance of non-turbulent fluxes in nighttime conditions. While storage was observed to be significant only during periods of both low turbulence and low advection, the advective fluxes strongly influence the nocturnal CO2 balance, with the exception of almost flat and highly homogeneous sites. On the basis of the main factors determining the onset of advective fluxes, the 'advection velocity', which takes net radiation and local topography into account, was introduced as a criterion to characterise the conditions of storage enrichment/depletion. Comparative analyses of the six sites showed several common features of the advective fluxes but also some substantial differences. In particular, all sites where advection occurs show the onset of a boundary layer characterised by a downslope flow, negative vertical velocities and negative vertical CO2 concentration gradients during nighttime. As a consequence, vertical advection was observed to be positive at all sites, which corresponds to a removal of CO2 from the ecosystem. The main differences between sites are the distance from the ridge, which influences the boundary-layer depth, and the sign of the mean horizontal CO2 concentration gradients, which is probably determined by the source/sink distribution. As a consequence, both positive and negative horizontal advective fluxes (corresponding respectively to CO2 removal from the ecosystem and to CO2 supply to the ecosystem) were observed. Conclusive results on the importance of non-turbulent components in the mass balance require, however, further experimental investigations at sites with different topographies, slopes, different land covers, which would allow a more comprehensive analysis of the processes underlying the occurrence of advective fluxes. The quantification of these processes would help to better quantify nocturnal CO2 exchange rates.

Recently, climatological studies report observational evidence of changes in the timing of the seasons, such as earlier timing of the annual cycle of surface temperature, earlier snow melt and earlier onset of the phenological spring season. Also hydrological studies report earlier timing and changes in monthly streamflows. From a water resources management perspective, there is a need to quantitatively describe the variability in the timing of hydrological regimes and to understand how climatic changes control the seasonal water budget of river basins. Here, the timing of hydrological regimes from 1930–2009 was investigated in a network of 27 river gauges in Saxony/Germany through a timing measure derived by harmonic function approximation of annual periods of runoff ratio series. The timing measure proofed to be robust and equally applicable to both mainly pluvial river basins and snow melt dominated regimes. We found that the timing of runoff ratio is highly variable, but markedly coherent across the basins analysed. Differences in average timing are largely explained by basin elevation. Also the magnitude of low frequent changes in the seasonal timing of streamflow and the sensitivity to the changes in the timing of temperature increase with basin elevation. This sensitivity is in turn related to snow storage and release, whereby snow cover dynamics in late winter explain a large part of the low- and high-frequency variability. A trend analysis based on cumulative anomalies revealed a common structural break around the year 1988. While the timing of temperature shifted earlier by 4 days, accompanied by a temperature increase of 1 K, the timing of runoff ratio within higher basins shifted towards occurring earlier about 1 to 3 weeks. This accelerated and distinct change indicates, that impacts of climate change on the water cycle may be strongest in higher, snow melt dominated basins.

Among the different bioenergy sources, short rotation coppices (SRC) with poplar and willow trees are one of the promising options in Europe. SRC provide not only woody biomass but also additional ecosystem services. However, a known shortcoming is the potentially lower groundwater recharge caused by the potentially higher evapotranspiration demand compared to annual crops. The complex feedbacks between vegetation cover and water cycle can be only correctly assessed by application of well-parameterised and calibrated numerical models. In the present study, the hydrological model system WaSim (Wasserhaushalts-Simulations-Model) is implemented for assessment of the water balance. The focus is the analysis of simulation uncertainties caused by the use of guidelines or transferred parameter sets from scientific literature compared to \"actual\" parameterisations derived from local measurements of leaf area index (LAI), stomatal resistance (Rsc) and date of leaf unfolding (LU). The analysis showed that uncertainties in parameterisation of vegetation lead to implausible model results. LAI, Rsc and LU are the most sensitive plant physiological parameters concerning the effects of enhanced SRC cultivation on water budget or groundwater recharge. Particularly sensitive is the beginning of the growing season, i.e. LU. When this estimation is wrong, the accuracy of LAI and Rsc description plays a minor role. Our analyses illustrate that the use of locally measured vegetation parameters, like maximal LAI, and meteorological variables, like air temperature, to estimate LU give better results than literature data or data from remote network stations. However, the direct implementation of locally measured data is not always advisable or possible. Regarding Rsc, the adjustment of local measurements gives the best model evaluation. For local and accurate studies, measurements of model sensitive parameters like LAI, Rsc and LU are valuable information. The derivation of these model parameters based on local measurements shows the best model fit. Additionally, the adjusted seasonal course of LAI and Rsc is less sensitive to different estimates for LU. Different parameterisations, as they are all eligible either from local measurements or scientific literature, can result in modelled ground water recharge to be present or completely absent in certain years under poplar SRC.