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A bstract A first-principles approach to the unitarity problem for black holes is systematically explored, based on the postulates of 1) quantum mechanics 2) the ability to approximately locally divide quantum gravitational systems into subsystems 3) correspondence with quantum field theory predictions for appropriate observers and (optionally) 4) universality of new gravitational effects. Unitarity requires interactions between the internal state of a black hole and its surroundings that have not been identified in the field theory description; correspondence with field theory indicates that these are soft. A conjectured information-theoretic result for information transfer between subsystems, partly motivated by a perturbative argument, then constrains the minimum coupling size of these interactions of the quantum atmosphere of a black hole. While large couplings are potentially astronomically observable, given this conjecture one finds that the new couplings can be exponentially small in the black hole entropy, yet achieve the information transfer rate needed for unitarization, due to the large number of black hole internal states. This provides a new possible alternative to arguments for large effects near the horizon. If universality is assumed, these couplings can be described as small, soft, state-dependent fluctuations of the metric near the black hole. Open questions include that of the more fundamental basis for such an effective picture.

A succinct summary is given of the problem of reconciling observation of black hole-like objects with quantum mechanics. If quantum black holes behave like subsystems, and also decay, their information must be transferred to their environments. Interactions that accomplish this with ‘minimal’ departure from a standard description are parametrized. Possible sensitivity of gravitational wave or very long baseline interferometric observations to these interactions is briefly outlined. This article is part of a discussion meeting issue ‘Topological avatars of new physics’.

A bstract A longstanding question in quantum gravity regards the localization of quantum information; one way to formulate this question is to ask how subsystems can be defined in quantum-gravitational systems. The gauge symmetry and necessity of solving the gravitational constraints appear to imply that the answers to this question here are different than in finite quantum systems, or in local quantum field theory. Specifically, the constraints can be solved by providing a “gravitational dressing” for the underlying field-theory operators, but this modifies their locality properties. It has been argued that holography itself may be explained through this role of the gauge symmetry and constraints, at the nonperturbative level, but there are also subtleties in constructing a holographic map in this approach. There are also claims that holography is implied even by perturbative solution of the constraints. This short note provides further examination of these questions, and in particular investigates to what extent perturbative or nonperturbative solution of the constraints implies that information naïvely thought to be localized can be recovered by asymptotic measurements, and the relevance of this in defining subsystems. In the leading perturbative case, the relevant effects are seen to be exponentially suppressed and asymptotically vanishing, for massive fields. These questions are, for example, important in sharply characterizing the unitarity problem for black holes.

A bstract We investigate contributions of spacetime wormholes, describing baby universe emission and absorption, to calculations of entropies and correlation functions, for example those based on the replica method. We find that the rules of the “wormhole calculus”, developed in the 1980s, together with standard quantum mechanical prescriptions for computing entropies and correlators, imply definite rules for limited patterns of connection between replica factors in simple calculations. These results stand in contrast with assumptions that all topologies connecting replicas should be summed over, and call into question the explanation for the latter. In a “free” approximation baby universes introduce probability distributions for coupling constants, and we review and extend arguments that successive experiments in a “parent” universe increasingly precisely fix such couplings, resulting in ultimately pure evolution. Once this has happened, the nontrivial question remains of how topology-changing effects can modify the standard description of black hole information loss.

A bstract This paper systematically treats the evolving quantum state for two-dimensional black holes, with particular focus on the CGHS model, but also elucidating features generalizing to higher dimensions. This is done in Schrödinger picture(s), to exhibit the dynamic evolution of the state at intermediate times. After a review of classical solutions, also connecting to descriptions of higher-dimensional black holes, it overviews the canonical quantum treatment of the full evolution, including gravitational dynamics. Derived in an approximation to this, following conversion to “perturbation picture”, is the evolution of the quantum matter on the background geometry. Features of the evolving matter state are described, based on choice of a time slicing to put the evolution into ADM form. The choices of slicing as well as coordinates on the slices result in different quantum “pictures” for treating the evolution. If such a description is based on smooth trans-horizon slices, that avoids explicit reference to ultra-planckian modes familiar from traditional treatments, and exhibits the Hawking excitations as emerging from a “quantum atmosphere” with thickness comparable to the inverse temperature. Detailed study of the state exhibits the entanglement structure between Hawking quanta and the partner excitations inside the black hole, and the corresponding “missing information”. This explicit description also allows direct study of the evolution and features, e.g. as seen by infalling observers, of these partner excitations, helping to address various puzzles with them. Explicit treatment of the evolving state, and its extension to higher dimensions, provides further connections to information theory and a starting point for study of corrections that can unitarize evolution, arising from new quantum gravity effects — whether wormholes or something entirely different.

A bstract If quantum gravity respects the principles of quantum mechanics, suitably generalized, it may be that a more viable approach to the theory is through identifying the relevant quantum structures rather than by quantizing classical spacetime. This viewpoint is supported by difficulties of such quantization, and by the apparent lack of a fundamental role for locality. In finite or discrete quantum systems, important structure is provided by tensor factorizations of the Hilbert space. However, even in local quantum field theory properties of the generic type III von Neumann algebras and of long range gauge fields indicate that factorization of the Hilbert space is problematic. Instead it is better to focus on the structure of the algebra of observables, and in particular on its subalgebras corresponding to regions. This paper suggests that study of analogous algebraic structure in gravity gives an important perspective on the nature of the quantum theory. Significant departures from the subalgebra structure of local quantum field theory are found, working in the correspondence limit of long-distances/low-energies. Particularly, there are obstacles to identifying commuting algebras of localized operators. In addition to suggesting important properties of the algebraic structure, this and related observations pose challenges to proposals of a fundamental role for entanglement.

A bstract If holography is an equivalence between quantum theories, one might expect it to be described by a map that is a bijective isometry between bulk and boundary Hilbert spaces, preserving the hamiltonian and symmetries. Holography has been believed to be a property of gravitational (or string) theories, but not of non-gravitational theories; specifically Marolf has argued that it originates from the gauge symmetries and constraints of gravity. These observations suggest study of the assumed holographic map as a function of the gravitational coupling G . The zero coupling limit gives ordinary quantum field theory, and is therefore not necessarily expected to be holographic. This, and the structure of gravity at non-zero G , raises important questions about the full map. In particular, construction of a holographic map appears to require as input a solution of the nonperturbative analog of the bulk gravitational constraints, that is, the unitary bulk evolution. Moreover, examination of the candidate boundary algebra, including the boundary hamiltonian, reveals commutators that don’t close in the usual fashion expected for a boundary theory.

A bstract This paper explores construction of gauge (diffeomorphism)-invariant observables in anti de Sitter (AdS) space and the related question of how to find a “holographic map” providing a quantum equivalence to a boundary theory. Observables are constructed perturbatively to leading order in the gravitational coupling by gravitationally dressing local field theory operators in order to solve the gravitational constraints. Many such dressings are allowed and two are explicitly examined, corresponding to a gravitational line and to a Coulomb field; these also reveal an apparent role for more general boundary conditions than considered previously. The observables obey a nonlocal algebra, and we derive explicit expressions for the boundary generators of the SO(D-1,2) AdS isometries that act on them. We examine arguments that gravity explains holography through the role of such a boundary Hamiltonian. Our leading-order gravitational construction reveals some questions regarding how these arguments work, and indeed construction of such a holographic map appears to require solution of the non-perturbative generalization of the bulk constraint equations.

The impressive images from the Event Horizon Telescope (EHT) sharpen the conflict between our observations of gravitational phenomena and the principles of quantum mechanics. Two related scenarios for reconciling quantum mechanics with the existence of black hole-like objects, with “minimal” departure from general relativity and local quantum field theory, have been explored; one of these could produce signatures visible to EHT observations. A specific target is temporal variability of images, with a characteristic time scale determined by the classical black hole radius. The absence of evidence for such variability in the initial observational span of seven days is not expected to strongly constrain such variability. Theoretical and observational next steps towards investigating such scenarios are outlined.

Black holes present a profound challenge to our current foundations of physics, and an exciting era of astronomy is just opening in which gravitational-wave observation and very-long-baseline interferometry may provide important hints about the new principles of physics needed.