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"STEELE, ABBEY"
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Democracy and Displacement in Colombia's Civil War
2017
Democracy and Displacement in Colombia's Civil War is
one of few books available in English to provide an overview of the
Colombian civil war and drug war. Abbey Steele draws on her own
original field research as well as on Colombian scholars' work in
Spanish to provide an expansive view of the country's political
conflicts. Steele shows how political reforms in the context of
Colombia's ongoing civil war produced unexpected, dramatic
consequences: democratic elections revealed Colombian citizens'
political loyalties and allowed counterinsurgent armed groups to
implement political cleansing against civilians perceived as loyal
to insurgents.
Combining evidence collected from remote archives, more than two
hundred interviews, and quantitative data from the government's
displacement registry, Steele connects Colombia's political
development and the course of its civil war to purposeful
displacement. By introducing the concepts of collective targeting
and political cleansing, Steele extends what we already know about
patterns of ethnic cleansing to cases where expulsion of civilians
from their communities is based on nonethnic traits.
Seeking Safety: Avoiding Displacement and Choosing Destinations in Civil Wars
2009
Despite civil war violence, some civilians stay in their communities. Those who leave choose one of many possible destinations. Drawing on fieldwork in Colombia, this article argues that the way armed groups target civilians explains households' decisions about displacement. When groups of civilians are targeted based on a shared characteristic — 'collective' targeting — their best options for avoiding violence differ from those targeted selectively or indiscriminately. This article outlines conditions under which people can stay in contexts of collective targeting, and where they are likely to go if these conditions are not met. A civilian facing collective targeting could move to a rival group's stronghold, cluster with others similarly targeted, or seek anonymity in a city or different region. Community characteristics, such as whether it is urban or rural, as well as macro characteristics of the war, such as whether or not there is an ascriptive cleavage, shape which decisions are relatively safest, which in turn leads to implications for aggregate patterns. For example, clustering together has a perverse effect: even though hiding among others with similar characteristics may reduce an individual's likelihood of suffering direct violence, the community may be more endangered as it is perceived to be affiliated with an armed group. This then leads to a cycle of collective targeting and displacement, which has important implications for the development of warfare. In turn, this cycle and related cleavage formation may have long-term impacts on postwar stability and politics.
Journal Article
Constraining the Samurai: Rebellion and Taxation in Early Modern Japan
2017
On the eve of the Meiji Restoration in 1868, the nearly 300 semi-autonomous domains across Japan had widely varying tax rates. Some handed over 70 percent of their rice yield to the samurai ruler of the domain, while others provided 15 percent. This variation existed in spite of the similar fiscal demands that the domain rulers faced within the Tokugawa regime—the feudal system that governed Japan between 1603 and 1868. This period was remarkably stable; Japan saw no foreign or domestic wars. This allows us to focus on the impact of pressure from below on taxation. We study the extent to which peasant-led rebellions and collective desertion (\"flight\") lowered the subsequent tax rate imposed by samurai rulers. Using newly compiled data on different types of peasant-led political mobilization—from petitions to insurrections—we find an association between, on the one hand, large-scale rebellions and flight and, on the other, lower tax rates. We interpret the results as evidence of rebellious or mobile peasants' ability to constrain their rulers; the more complacent fail to win concessions. Our findings suggest that peasant mobilization played a role in restricting state growth in early modern Japan through tax concessions.
Journal Article
Electing Displacement: Political Cleansing in Apartadó, Colombia
2011
This article highlights a nefarious effect of elections during civil wars by demonstrating that they can facilitate the displacement of civilians. In contrast to the perception of displacement as haphazard, the author argues that armed groups displace strategically when they attempt to gain control over a territory, and where they have information about civilians' loyalties. Although inferring preferences is difficult in the context of civil wars, elections conducted before or during a violent conflict are one way that armed groups can identify local cleavages and \"disloyal\" residents. The author tests implications of the argument with original, microlevel quantitative and qualitative data from northwest Colombia. Using voter files and disaggregated electoral returns, the author shows that residents in urban neighborhoods that supported the insurgent-backed political party, the Patriotic Union (UP), were more likely to leave the city of Apartadó than were neighbors in other districts. However, residents of the nearby rural communities that supported the UP were the least likely to leave. The author traces the patterns of violence across the communities using local archival materials and interviews to assess how well the argument accounts for the variation observed, and to explore the unexpected outcome in the rural area. While the author finds that counterinsurgents attempted strategic displacement in both the city and the mountains, they only succeeded in the urban areas because residents of the rural hamlets were uniquely able to overcome the collective action problem that strategic displacement generates. The findings demonstrate that political identities are relevant for patterns of violence, and that cleansing occurs even in nonethnic civil wars.
Journal Article
Civilian resettlement patterns in civil war
2019
This article proposes a descriptive typology of civilian resettlement patterns in civil wars. The patterns vary in two dimensions: whether or not displaced civilians cluster together or resettle independently, and if they remain within their home country or not. The combination of the factors leads to four resettlement patterns: expulsion, segregation, integration, and dispersion. Expulsion and segregation occur when the displaced cluster, either within the home state (segregation) or beyond it (expulsion). Integration and dispersion occur when the displaced do not cluster but seek to blend in with other communities, either abroad (dispersion) or within core cities and towns in the state (integration). After introducing the typology and illustrating it with examples, the article engages in theory-building to explain variation in resettlement patterns. It argues that resettlement forms are based on the type of displacement that civilians experience, and the perpetrator of the violence. The displacement type influences individuals’ best strategy for achieving relative safety. Within and across wars, groups that experience political cleansing are likely to cluster together for safety. The best destination options for the displaced to resettle depend on the perpetrator, which lead to clustering either within a state if the actor is non-state, or outside the state if the actor is the state or an ally. The argument is illustrated with examples. Finally, the article considers the implications of resettlement patterns for violence, conflict, and state-building.
Journal Article
IDP resettlement and collective targeting during civil wars
by
Steele, Abbey
in
Regular Article
2018
Refugees and internally displaced people (IDPs) are not always safe where they resettle in ethnic civil wars, in which civilians’identities overlap with the ethnic profile of armed combatants. This article argues that IDPs are also vulnerable in non-ethnic civil wars, through two related mechanisms that indicate civilians’ loyalties: (1) where the displaced are from and when they left; and (2) resettlement patterns. The first can suggest loyalties when the displacement is associated with territorial conquest and expulsion of suspected sympathizers. In turn, the displaced would be considered disloyal by the armed group responsible for the expulsion, and could be subject to further violence where they resettle. The second mechanism relates to the first: if displaced civilians are considered disloyal, then resettling with other, similarly stigmatized civilians can improve their security by reducing the household’s risk of discovery. However, clustering together with other IDPs can have a perverse effect: even though living in an enclave may reduce a particular household’s likelihood of suffering violence, the group itself is endangered because it is more easily detected. Armed groups can collectively target IDPs who resettle in clusters, either for strategic or retributive reasons. Implications of the argument are tested with detailed subnational panel data on IDP arrivals and massacres in Colombia, and the analyses provide support for the argument. The findings indicate that collective targeting of IDPs occurs even in civil wars without an ethnic cleavage, following voluntary resettlement patterns, and reinforces IDP security as a policy priority.
Journal Article
IDP resettlement and collective targeting during civil wars
2018
Refugees and internally displaced people (IDPs) are not always safe where they resettle in ethnic civil wars, in which civilians’ identities overlap with the ethnic profile of armed combatants. This article argues that IDPs are also vulnerable in non-ethnic civil wars, through two related mechanisms that indicate civilians’ loyalties: (1) where the displaced are from and when they left; and (2) resettlement patterns. The first can suggest loyalties when the displacement is associated with territorial conquest and expulsion of suspected sympathizers. In turn, the displaced would be considered disloyal by the armed group responsible for the expulsion, and could be subject to further violence where they resettle. The second mechanism relates to the first: if displaced civilians are considered disloyal, then resettling with other, similarly stigmatized civilians can improve their security by reducing the household’s risk of discovery. However, clustering together with other IDPs can have a perverse effect: even though living in an enclave may reduce a particular household’s likelihood of suffering violence, the group itself is endangered because it is more easily detected. Armed groups can collectively target IDPs who resettle in clusters, either for strategic or retributive reasons. Implications of the argument are tested with detailed subnational panel data on IDP arrivals and massacres in Colombia, and the analyses provide support for the argument. The findings indicate that collective targeting of IDPs occurs even in civil wars without an ethnic cleavage, following voluntary resettlement patterns, and reinforces IDP security as a policy priority.
Journal Article
Subnational Variation Across States: A Typology and Research Agenda
2020
Citizens of Ecuador have access to healthcare services in some regions of the country, but its quality varies widely. In neighboring Colombia, children have access to relatively better and more reliable health programs across the country, but in some regions, armed actors extract rents from the healthcare system as they challenge public order (Eaton 2006). Venezuelans have also faced the state’s inability to uphold public order, even though for a time in the 2000s, access to education was quite high throughout the country. Eaton notes that compared to Europe, “limited state capacity and highly incomplete processes of state formation have created a fertile landscape for the emergence of much more significant and destabilizing forms of territorial heterogeneity in Latin America” (2017, 6). We define territorial heterogeneity as subnational variation across territorial units in the provision of goods and protection of rights by states. O’Donnell (1999) identified substantial territorial heterogeneity across the region and highlighted how uneven rights protections by the state will necessarily shape the nature of democracy. The articles in this special issue contribute to a vibrant field that addresses these core issues of state presence and regime type and how they vary subnationally (e.g., Behrend and Whitehead 2016; Ch et al. 2018; Enriquez et al. 2017; Giraudy and Luna 2017; Harbers 2015; Snyder 2001). The articles analyze how the provision of public goods and protection of rights vary across territory within countries. This focus on territorial heterogeneity contrasts with other forms of within-country heterogeneity in access and distribution, such as socioeconomic inequality or variation across ethnic and racial groups (see also Otero-Bahamón 2019; Rogers 2020). In this introduction, we propose a conceptual framework to characterize territorial heterogeneity across states and over time, based on the contributions to the special issue. In this way, we provide the foundation for a new research agenda to compare forms of subnational variation across states.
Journal Article
Endogenous Taxation in Ongoing Internal Conflict: The Case of Colombia
2018
Recent empirical evidence suggests an ambiguous relationship between internal conflicts, state capacity, and tax performance. In theory, internal conflict should create strong incentives for governments to develop the fiscal capacity necessary to defeat rivals. We argue that one reason that this does not occur is because internal conflict enables groups with de facto power to capture local fiscal and property rights institutions. We test this mechanism in Colombia using data on tax performance and property rights institutions at the municipal level. Municipalities affected by internal conflict have tax institutions consistent with the preferences of the parties dominating local violence. Those suffering more right-wing violence feature more land formalization and higher property tax revenues. Municipalities with substantial left-wing guerrilla violence collect less tax revenue and witness less land formalization. Our findings provide systematic evidence that internal armed conflict helps interest groups capture municipal institutions for their own private benefit, impeding state-building.
Journal Article