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Flood Detection and Susceptibility Mapping Using Sentinel-1 Remote Sensing Data and a Machine Learning Approach: Hybrid Intelligence of Bagging Ensemble Based on K-Nearest Neighbor Classifier
Mapping flood-prone areas is a key activity in flood disaster management. In this paper, we propose a new flood susceptibility mapping technique. We employ new ensemble models based on bagging as a meta-classifier and K-Nearest Neighbor (KNN) coarse, cosine, cubic, and weighted base classifiers to spatially forecast flooding in the Haraz watershed in northern Iran. We identified flood-prone areas using data from Sentinel-1 sensor. We then selected 10 conditioning factors to spatially predict floods and assess their predictive power using the Relief Attribute Evaluation (RFAE) method. Model validation was performed using two statistical error indices and the area under the curve (AUC). Our results show that the Bagging–Cubic–KNN ensemble model outperformed other ensemble models. It decreased the overfitting and variance problems in the training dataset and enhanced the prediction accuracy of the Cubic–KNN model (AUC=0.660). We therefore recommend that the Bagging–Cubic–KNN model be more widely applied for the sustainable management of flood-prone areas.
Journal Article
Floods in a changing climate. Hydrologic modeling
\"Various modeling methodologies are available to aid planning and operational decision making: this book synthesises these, with an emphasis on methodologies applicable in data scarce regions, such as developing countries. Problems included in each chapter, and supported by links to available online data sets and modeling tools, engage the reader with practical applications of the models. Academic researchers in the fields of hydrology, climate change, and environmental science and hazards, and professionals and policy-makers working in hazard mitigation, remote sensing and hydrological engineering will find this an invaluable resource. This volume is the second in a collection of four books on flood disaster management theory and practice within the context of anthropogenic climate change. The others are: Floods in a Changing Climate: Extreme Precipitation by Ramesh Teegavarapu, Floods in a Changing Climate: Inundation Modelling by Giuliano Di Baldassarre and Floods in a Changing Climate: Risk Management by Slodoban Simonoviâc\"-- Provided by publisher.
Book
Remote Sensing Methods for Flood Prediction: A Review
Floods are a major cause of loss of lives, destruction of infrastructure, and massive damage to a country’s economy. Floods, being natural disasters, cannot be prevented completely; therefore, precautionary measures must be taken by the government, concerned organizations such as the United Nations Office for Disaster Risk Reduction and Office for the coordination of Human Affairs, and the community to control its disastrous effects. To minimize hazards and to provide an emergency response at the time of natural calamity, various measures must be taken by the disaster management authorities before the flood incident. This involves the use of the latest cutting-edge technologies which predict the occurrence of disaster as early as possible such that proper response strategies can be adopted before the disaster. Floods are uncertain depending on several climatic and environmental factors, and therefore are difficult to predict. Hence, improvement in the adoption of the latest technology to move towards automated disaster prediction and forecasting is a must. This study reviews the adoption of remote sensing methods for predicting floods and thus focuses on the pre-disaster phase of the disaster management process for the past 20 years. A classification framework is presented which classifies the remote sensing technologies being used for flood prediction into three types, which are: multispectral, radar, and light detection and ranging (LIDAR). Further categorization is performed based on the method used for data analysis. The technologies are examined based on their relevance to flood prediction, flood risk assessment, and hazard analysis. Some gaps and limitations present in each of the reviewed technologies have been identified. A flood prediction and extent mapping model are then proposed to overcome the current gaps. The compiled results demonstrate the state of each technology’s practice and usage in flood prediction.
Journal Article
Inundation Extent Mapping by Synthetic Aperture Radar: A Review
Recent flood events have demonstrated a demand for satellite-based inundation mapping in near real-time (NRT). Simulating and forecasting flood extent is essential for risk mitigation. While numerical models are designed to provide such information, they usually lack reference at fine spatiotemporal resolution. Remote sensing techniques are expected to fill this void. Unlike optical sensors, synthetic aperture radar (SAR) provides valid measurements through cloud cover with high resolution and increasing sampling frequency from multiple missions. This study reviews theories and algorithms of flood inundation mapping using SAR data, together with a discussion of their strengths and limitations, focusing on the level of automation, robustness, and accuracy. We find that the automation and robustness of non-obstructed inundation mapping have been achieved in this era of big earth observation (EO) data with acceptable accuracy. They are not yet satisfactory, however, for the detection of beneath-vegetation flood mapping using L-band or multi-polarized (dual or fully) SAR data or for urban flood detection using fine-resolution SAR and ancillary building and topographic data.
Journal Article
Assessing the spatial spread–skill of ensemble flood maps with remote-sensing observations
An ensemble of forecast flood inundation maps has the potential to represent the uncertainty in the flood forecast and provide a location-specific likelihood of flooding. Ensemble flood map forecasts provide probabilistic information to flood forecasters, flood risk managers and insurers and will ultimately benefit people living in flood-prone areas. Spatial verification of the ensemble flood map forecast against remotely observed flooding is important to understand both the skill of the ensemble forecast and the uncertainty represented in the variation or spread of the individual ensemble-member flood maps. In atmospheric sciences, a scale-selective approach has been used to evaluate a convective precipitation ensemble forecast. This determines a skilful scale (agreement scale) of ensemble performance by locally computing a skill metric across a range of length scales. By extending this approach through a new application, we evaluate the spatial predictability and the spatial spread–skill of an ensemble flood forecast across a domain of interest. The spatial spread–skill method computes an agreement scale at every grid cell between each unique pair of ensemble flood maps (ensemble spatial spread) and between each ensemble flood map with a SAR-derived flood map (ensemble spatial skill; SAR: synthetic aperture radar). These two are compared to produce the final spatial spread–skill performance. These methods are applied to the August 2017 flood event on the Brahmaputra River in the Assam region of India. Both the spatial skill and spread–skill relationship vary with location and can be linked to the physical characteristics of the flooding event such as the location of heavy precipitation. During monitoring of flood inundation accuracy in operational forecasting systems, validation and mapping of the spatial spread–skill relationship would allow better quantification of forecast systematic biases and uncertainties. This would be particularly useful for ungauged catchments where forecast streamflows are uncalibrated and would enable targeted model improvements to be made across different parts of the forecast chain.
Journal Article
West Coast Forecast Challenges and Development of Atmospheric River Reconnaissance
Water management and flood control are major challenges in the western United States. They are heavily influenced by atmospheric river (AR) storms that produce both beneficial water supply and hazards; for example, 84% of all flood damages in the West (up to 99% in key areas) are associated with ARs. However, AR landfall forecast position errors can exceed 200 km at even 1-day lead time and yet many watersheds are <100 km across, which contributes to issues such as the 2017 Oroville Dam spillway incident and regularly to large flood forecast errors. Combined with the rise of wildfires and deadly post-wildfire debris flows, such as Montecito (2018), the need for better AR forecasts is urgent. Atmospheric River Reconnaissance (AR Recon) was developed as a research and operations partnership to address these needs. It combines new observations, modeling, data assimilation, and forecast verification methods to improve the science and predictions of landfalling ARs. ARs over the northeast Pacific are measured using dropsondes from up to three aircraft simultaneously. Additionally, airborne radio occultation is being tested, and drifting buoys with pressure sensors are deployed. AR targeting and data collection methods have been developed, assimilation and forecast impact experiments are ongoing, and better understanding of AR dynamics is emerging. AR Recon is led by the Center for Western Weather and Water Extremes and NWS/NCEP. The effort’s core partners include the U.S. Navy, U.S. Air Force, NCAR, ECMWF, and multiple academic institutions. AR Recon is included in the “National Winter Season Operations Plan” to support improved outcomes for emergency preparedness and water management in the West.
Journal Article
Flood Detection with SAR: A Review of Techniques and Datasets
Floods are among the most severe and impacting natural disasters. Their occurrence rate and intensity have been significantly increasing worldwide in the last years due to climate change and urbanization, bringing unprecedented effects on human lives and activities. Hence, providing a prompt response to flooding events is of crucial relevance for humanitarian, social and economic reasons. Satellite remote sensing using synthetic aperture radar (SAR) offers a great deal of support in facing flood events and mitigating their effects on a global scale. As opposed to multi-spectral sensors, SAR offers important advantages, as it enables Earth’s surface imaging regardless of weather and sunlight illumination conditions. In the last decade, the increasing availability of SAR data, even at no cost, thanks to the efforts of international and national space agencies, has been deeply stimulating research activities in every Earth observation field, including flood mapping and monitoring, where advanced processing paradigms, e.g., fuzzy logic, machine learning, data fusion, have been applied, demonstrating their superiority with respect to traditional classification strategies. However, a fair assessment of the performance and reliability of flood mapping techniques is of key importance for an efficient disasters response and, hence, should be addressed carefully and on a quantitative basis trough synthetic quality metrics and high-quality reference data. To this end, the recent development of open SAR datasets specifically covering flood events with related ground-truth reference data can support thorough and objective validation as well as reproducibility of results. Notwithstanding, SAR-based flood monitoring still suffers from severe limitations, especially in vegetated and urban areas, where complex scattering mechanisms can impair an accurate extraction of water regions. All such aspects, including classification methodologies, SAR datasets, validation strategies, challenges and future perspectives for SAR-based flood mapping are described and discussed.
Journal Article
Sentinel-1 snow depth retrieval at sub-kilometer resolution over the European Alps
Seasonal snow is an essential water resource in many mountain regions. However, the spatio-temporal variability in mountain snow depth or snow water equivalent (SWE) at regional to global scales is not well understood due to the lack of high-resolution satellite observations and robust retrieval algorithms. We investigate the ability of the Sentinel-1 mission to monitor snow depth at sub-kilometer (100 m, 500 m, and 1 km) resolutions over the European Alps for 2017–2019. The
Sentinel-1 backscatter observations, especially in cross-polarization, show a high correlation with regional model simulations of snow depth over Austria and Switzerland. The observed changes in radar backscatter with the
accumulation or ablation of snow are used in an empirical change detection
algorithm to retrieve snow depth. The algorithm includes the detection of dry and wet snow conditions. Compared to in situ measurements at 743 sites in the European Alps, dry snow depth retrievals at 500 m and 1 km resolution have a spatio-temporal correlation of 0.89. The mean absolute error equals 20 %–30 % of the measured values for snow depths between 1.5 and 3 m. The performance slightly degrades for retrievals at the finer 100 m spatial resolution as well as for retrievals of shallower and deeper snow. The results demonstrate the ability of Sentinel-1 to provide snow estimates in mountainous regions where satellite-based estimates of snow mass are currently lacking. The retrievals can improve our knowledge of seasonal snow mass in areas with complex topography and benefit a number of applications, such as water resource management, flood forecasting, and numerical weather prediction. However, future research is recommended to
further investigate the physical basis of the sensitivity of Sentinel-1
backscatter observations to snow accumulation.
Journal Article
Flood Susceptibility Mapping Using SAR Data and Machine Learning Algorithms in a Small Watershed in Northwestern Morocco
Flood susceptibility mapping plays a crucial role in flood risk assessment and management. Accurate identification of areas prone to flooding is essential for implementing effective mitigation measures and informing decision-making processes. In this regard, the present study used high-resolution remote sensing products, i.e., synthetic aperture radar (SAR) images for flood inventory preparation and integrated four machine learning models (Random Forest: RF, Classification and Regression Trees: CART, Support Vector Machine: SVM, and Extreme Gradient Boosting: XGBoost) to predict flood susceptibility in Metlili watershed, Morocco. Initially, 12 independent variables (elevation, slope angle, aspect, plan curvature, topographic wetness index, stream power index, distance from streams, distance from roads, lithology, rainfall, land use/land cover, and normalized vegetation index) were used as conditioning factors. The flood inventory dataset was divided into 70% and 30% for training and validation purposes using a popular library, scikit-learn (i.e., train_test_split) in Python programming language. Additionally, the area under the curve (AUC) was used to evaluate the performance of the models. The accuracy assessment results showed that RF, CART, SVM, and XGBoost models predicted flood susceptibility with AUC values of 0.807, 0.780, 0.756, and 0.727, respectively. However, the RF model performed better at flood susceptibility prediction compared to the other models applied. As per this model, 22.49%, 16.02%, 12.67%, 18.10%, and 31.70% areas of the watershed are estimated as being very low, low, moderate, high, and very highly susceptible to flooding, respectively. Therefore, this study showed that the integration of machine learning models with radar data could have promising results in predicting flood susceptibility in the study area and other similar environments.
Journal Article