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"Purges"
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Lustration and Transitional Justice
2011
How do transitional democracies deal with officials who have been tainted by complicity with prior governments? Should they be excluded or should they be incorporated into the new system? In Lustration and Transitional Justice, Roman David examines major institutional innovations that developed in Central Europe following the collapse of communist regimes. While the Czech Republic approved a lustration (vetting) law based on the traditional method of dismissals, Hungary and Poland devised alternative models that granted their tainted officials a second chance in exchange for truth. David classifies personnel systems as exclusive, inclusive, and reconciliatory; they are based on dismissal, exposure, and confession, respectively, and they represent three major classes of transitional justice.David argues that in addition to their immediate purposes, personnel systems carry symbolic meanings that help explain their origin and shape their effects. In their effort to purify public life, personnel systems send different ideological messages that affect trust in government and the social standing of former adversaries. Exclusive systems may establish trust at the expense of reconciliation, while inclusive and reconciliatory systems may promote both trust and reconciliation.In spite of its importance, the topic of inherited personnel has received only limited attention in research on transitional justice and democratization. Lustration and Transitional Justice is the first attempt to fill this gap. Combining insights from cultural sociology and political psychology with the analysis of original experiments, historical surveys, parliamentary debates, and interviews, the book shows how perceptions of tainted personnel affected the origin of lustration systems and how dismissal, exposure, and confession affected trust in government, reconciliation, and collective memory.
Policing Stalin's Socialism
2009
Policing Stalin's Socialismis one of the first books to emphasize the importance of social order repression by Stalin's Soviet regime in contrast to the traditional emphasis of historians on political repression. Based on extensive examination of new archival materials, David Shearer finds that most repression during the Stalinist dictatorship of the 1930s was against marginal social groups such as petty criminals, deviant youth, sectarians, and the unemployed and unproductive.
It was because Soviet leaders regarded social disorder as more of a danger to the state than political opposition that they instituted a new form of class war to defend themselves against this perceived threat. Despite the combined work of the political and civil police the efforts to cleanse society failed; this failure set the stage for the massive purges that decimated the country in the late 1930s.
To Purge or Not to Purge? An Individual-Level Quantitative Analysis of Elite Purges in Dictatorships
2023
Why do dictators purge specific elites but not others? And why do dictators purge these elites in certain ways? Examining these related questions helps us understand not only how dictators retain sufficient competence in their regimes to alleviate popular and foreign threats, but also how dictators nullify elite threats. Dictators are more likely to purge first-generation elites, who are more powerful because they can negotiate their role from a position of strength and possess valuable vertical and horizontal linkages with other elites. Further, dictators tend to imprison purged first-generation elites – rather than execute, exile or simply remove them – to avoid retaliation from other elites or the purged elite continuing to sow discord. We find empirical support for our predictions from novel data on autocratic elites in 16 regimes from 1922 to 2020.
Journal Article
Stalinist confessions
2009
During Stalin's Great Terror, accusations of treason struck fear in the hearts of Soviet citizens-and lengthy imprisonment or firing squads often followed. Many of the accused sealed their fates by agreeing to confessions after torture or interrogation by the NKVD. Some, however, gave up without a fight.
In Stalinist Confessions, Igal Halfin investigates the phenomenon of a mass surrender to the will of the state. He deciphers the skillfully rendered discourse through which Stalin defined his cult of personality and consolidated his power by building a grassroots base of support and instilling a collective psyche in every citizen. By rooting out evil (opposition) wherever it hid, good communists could realize purity, morality, and their place in the greatest society in history. Confessing to trumped-up charges, comrades made willing sacrifices to their belief in socialism and the necessity of finding and making examples of its enemies.
Halfin focuses his study on Leningrad Communist University as a microcosm of Soviet society. Here, eager students proved their loyalty to the new socialism by uncovering opposition within the University. Through their meetings and self-reports, students sought to become Stalin's New Man.
Using his exhaustive research in Soviet archives including NKVD records, party materials, student and instructor journals, letters, and newspapers, Halfin examines the transformation in the language of Stalinist socialism. From an initial attitude that dismissed dissent as an error in judgment and redeemable through contrition to a doctrine where members of the opposition became innately wicked and their reform impossible, Stalin's socialism now defined loyalty in strictly black and white terms. Collusion or allegiance (real or contrived, now or in the past) with \"enemies of the people\" (Trotsky, Zinoviev, Bukharin, Germans, capitalists) was unforgivable. The party now took to the task of purging itself with ever-increasing zeal.
The Kirov Murder and Soviet History
2010
Drawing on hundreds of newly available, top-secret KGB and party Central Committee documents, historian Matthew E. Lenoe reexamines the 1934 assassination of Leningrad party chief Sergei Kirov. Joseph Stalin used the killing as the pretext to unleash the Great Terror that decimated the Communist elite in 1937-1938; these previously unavailable documents raise new questions about whether Stalin himself ordered the murder, a subject of speculation since 1938.
The book includes translations of 125 documents from the various investigations of the Kirov murder, allowing readers to reach their own conclusions about Stalin's involvement in the assassination.