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Mass Repression and Political Loyalty: Evidence from Stalin’s ‘Terror by Hunger
by
ROZENAS, ARTURAS
,
ZHUKOV, YURI M.
in
Agricultural collectives
,
Agricultural policy
,
Agricultural research
2019
States use repression to enforce obedience, but repression—especially if it is violent, massive, and indiscriminate—often incites opposition. Why does repression have such disparate effects? We address this question by studying the political legacy of Stalin’s coercive agricultural policy and collective punishment campaign in Ukraine, which led to the death by starvation of over three million people in 1932–34. Using rich micro-level data on eight decades of local political behavior, we find that communities exposed to Stalin’s “terror by hunger” behaved more loyally toward Moscow when the regime could credibly threaten retribution in response to opposition. In times when this threat of retribution abated, the famine-ridden communities showed more opposition to Moscow, both short- and long-term. Thus, repression can both deter and inflame opposition, depending on the political opportunity structure in which post-repression behavior unfolds.
Journal Article
Foreign Influence and Domestic Policy
2021
In an interconnected world, economic and political interests inevitably reach beyond national borders. Since policy choices generate external economic and political costs, foreign state and non-state actors have an interest in influencing policy actions in other sovereign countries to their advantage. Foreign influence is a strategic choice aimed at internalizing these externalities and takes three principal forms: (i) voluntary agreements, (ii) policy interventions based on rewarding or sanctioning the target country to obtain a specific change in policy, and (iii) institution interventions aimed at influencing the political institutions in the target country. We propose a unifying theoretical framework to study when foreign influence is chosen and in which form, and use it to organize and evaluate the new political economics literature on foreign influence along with work in cognate disciplines
Journal Article
Showcasing the Great Experiment
2011,2012
This book is a history of the Soviet tours of European and American intellectuals, writers, bohemians, professionals, and political tourists who saw the “Soviet experiment” in the 1920s and 1930s. It provides a new framework for understanding the relationship between intellectuals and communism and the Soviet reception of foreign visitors, including the leading fellow-travelers who praised Stalin and Stalinism in the interwar period. The work is based on a far-reaching analysis of the declassified archives of agencies charged with crafting the international image of the first socialist society, including VOKS (the All-Union Society for Cultural Ties Abroad). The book brings this story into new focus as one of the great transnational encounters of the twentieth century. As many visitors were profoundly influenced by their Soviet tours, so too was the Soviet system itself: the experiences of building showcases and tutoring outsiders to perceive the future-in-the-making comprise a neglected international dimension to the emergence of Stalinism. Probing entanglements between far-left and far-right ideological extremes, the work pays special attention to the covert interaction between communism and fascism, including Soviet attempts to recruit German “National Bolsheviks” and fascist intellectuals. The unprecedented scope of Soviet efforts to mold foreign, particularly Western public opinion created a new chapter in the history of modern cultural diplomacy. Setting the revolutionary regime's innovations in the context of the entire history of foreign visitors in Russia, the book argues that Soviet mobilization for the international ideological contest directly paved the way for the cultural Cold War.
THE COLLAPSE OF THE SOVIET UNION AND THE PRODUCTIVITY OF AMERICAN MATHEMATICIANS
2012
It has been difficult to open up the black box of knowledge production. We use unique international data on the publications, citations, and affiliations of mathematicians to examine the impact of a large, post-1992 influx of Soviet mathematicians on the productivity of their U.S. counterparts. We find a negative productivity effect on those mathematicians whose research overlapped with that of the Soviets. We also document an increased mobility rate (to lower quality institutions and out of active publishing) and a reduced likelihood of producing \"home run\" papers. Although the total product of the preexisting American mathematicians shrank, the Soviet contribution to American mathematics filled in the gap. However, there is no evidence that the Soviets greatly increased the size of the \"mathematics pie.\" Finally, we find that there are significant international differences in the productivity effects of the collapse of the Soviet Union, and these international differences can be explained by both differences in the size of the émigré flow into the various countries and in how connected each country is to the global market for mathematical publications.
Journal Article
The Dark Matter of World Politics: System Trust, Summits, and State Personhood
2022
International relations theory has had a trust revival, with scholars focusing on how trust can enhance interpersonal cooperation attempts between leaders. We propose there is another type of trust at play in world politics. International system trust is a feeling of confidence in the international social order, which is indexed especially by trust in its central unit, state persons. System trust anchors ontological security, and its presence is an unstated assumption of the international relations trust scholarship. In this paper we conceptualize system trust. We illuminate its presence by flagging the production of state personhood in a familiar case in international relations trust scholarship, the 1985 Geneva Summit between Reagan and Gorbachev. Interpersonal and system trust perspectives highlight different aspects of the same summit. The juxtaposition suggests new lines of research into the production of state persons in diplomacy, the relationship between interpersonal and system trust, and the impact of the rise of personalistic/patrimonial leadership on diplomacy and international order.
Journal Article
Stalin’s terror and the long-term political effects of mass repression
2018
Repression has a long-term negative effect on political participation. Using millions of arrest records from archival documents, and polling station-level election results, we examine how exposure to Stalin-era repression affects voter turnout in Putin’s Russia. To estimate the effect of repression on voting, we exploit exogenous variation in repression due to the structure of mid-century Soviet railroads, and travel distances to prison camps. We find that communities more heavily repressed under Stalin are less likely to vote today. The electoral legacy of Stalin’s terror–decades after the Soviet collapse, and across multiple election cycles (2003–12)–is systematically lower turnout. To show that our result is not unique to the Putin regime, we replicate our analysis in Ukraine (2004–14), and find similar patterns. These results highlight the negative consequences of repression for political behavior, and challenge the emerging view that exposure to violence increases political engagement. While past research has emphasized the short-term effects of repression over several months or years, we show that these effects may be durable over generations and even changes of political regime. Our findings also demonstrate that repression need not be collective or indiscriminate to have community-level effects.
Journal Article
Conflicts that Leave Something to Chance
2025
The development of nuclear weapons added a new dimension to conventional conflict: the possibility that it could inadvertently escalate into a nuclear exchange. How does this relationship between conventional war and nuclear escalation shape deterrence? I present a formal model of deterrence and arming. The novelty here is that investing in conventional capabilities has a direct effect on the balance of power but also an indirect effect on conflict duration and the likelihood of an accidental nuclear exchange. I find that accounting for the risk of nuclear escalation may require greater conventional force postures for deterrence, thus lowering welfare in the absence of nuclear war. I also find the nuclear era will be more peaceful, but when conflicts occur, they may be more aggressive and decisive. These results (and others) offer insight into the difficulty of substituting nuclear weapons for conventional arms, and into the Soviet response to the 1956 Hungarian Revolution.
Journal Article
The Credibility of Public and Private Signals: A Document-Based Approach
2019
Crisis bargaining literature has predominantly used formal and
qualitative methods to debate the relative efficacy of actions,
public words, and private words. These approaches have overlooked
the reality that policymakers are bombarded with information and
struggle to adduce actual signals from endless noise. Material
actions are therefore more effective than any diplomatic
communication in shaping elites’ perceptions. Moreover, while
ostensibly “costless,” private messages provide a more precise
communication channel than public and “costly” pronouncements. Over
18,000 declassified documents from the Berlin Crisis of 1958–63
reflecting private statements, public statements, and White House
evaluations of Soviet resolve are digitized and processed using
statistical learning techniques to assess these claims. The results
indicate that material actions have greater influence on the White
House than either public or private statements; that public
statements are noisier than private statements; and that private
statements have a larger effect on evaluations of resolve than
public statements.
Journal Article
Facing Off and Saving Face: Covert Intervention and Escalation Management in the Korean War
2016
States pursue their cooperative and competitive goals using both public and private policy tools. Yet there is a profound mismatch between the depth, variety, and importance of covert activity and what scholars of International Relations (IR) know about it. This article addresses this gap by analyzing how adversaries struggle for influence within the covert sphere, why they often retreat to it, and when they abandon it. It focuses on secrecy among adversaries intervening in local conflicts and develops a theory about secrecy's utility as a device for creating sustainable limits in war. Drawing on insights about secrecy and face-work from the sociologist Erving Goffman, I show that major powers individually and collectively conceal evidence of foreign involvement when the danger of unintended conflict escalation is acute. Doing so creates a kind of “backstage” in which adversaries can exceed limits on war without stimulating hard-to-resist pressure to escalate further. An important payoff of the theory is making sense of puzzling cases of forbearance: even though adversaries often know about their opponent's covert activity, they often abstain from publicizing it. Such “tacit collusion” arises when both sides seek to manage escalation risks even as they compete for power and refuse to capitulate. The article evaluates the theory via several nested cases of external intervention in the Korean War. Drawing on newly available materials documenting the covert air war between secretly deployed Soviet pilots and Western forces, the cases show how adversaries can successfully limit war by concealing activity from outside audiences. Beyond highlighting the promise in studying the covert realm in world politics, the article has important implications for scholarship on coercive bargaining, reputation, state uses of secrecy, and how regime type influences conflict behavior.
Journal Article
Mass Purges: Top-Down Accountability in Autocracy
by
MONTAGNES, B. PABLO
,
WOLTON, STEPHANE
in
Academic Achievement
,
Accountability
,
Authoritarianism
2019
This paper proposes a novel theoretical framework to study the features of mass purges in authoritarian regimes. We contend that mass purges are an instrument of top-down accountability meant to motivate and screen a multitude of agents (e.g., single-party members, state bureaucrats). We show that the set of purged agents is well delineated in mild purges, whereas no performance indicator is a guarantee of safety in violent purges. The proportion of purged agents is non-monotonic in the intensity of violence. For the autocrat, increasing the intensity of violence always raises performance, but it improves the selection of subordinates only if violence is low to begin with. Hence, even absent de jure checks, the autocrat is de facto constrained by her subordinates’ strategic behavior. We use historical (including the Soviet purges and the Cultural Revolution) and recent (the Erdogan purge) events to illustrate our key theoretical findings.
Journal Article