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Forest canopy height is an important indicator of forest biomass, species diversity, and other ecosystem functions; however, the climatic determinants that underlie its global patterns have not been fully explored. Using satellite LiDAR-derived forest canopy heights and field measurements of the world's giant trees, combined with climate indices, we evaluated the global patterns and determinants of forest canopy height. The mean canopy height was highest in tropical regions, but tall forests (>50 m) occur at various latitudes. Water availability, quantified by the difference between annual precipitation and annual potential evapotranspiration (P-PET), was the best predictor of global forest canopy height, which supports the hydraulic limitation hypothesis. However, in striking contrast with previous studies, the canopy height exhibited a hump-shaped curve along a gradient of P-PET: it initially increased, then peaked at approximately 680 mm of P-PET, and finally declined, which suggests that excessive water supply negatively affects the canopy height. This trend held true across continents and forest types, and it was also validated using forest inventory data from China and the United States. Our findings provide new insights into the climatic controls of the world's giant trees and have important implications for forest management and improvement of forest growth models.

In humid, broadleaf-dominated forests where gap dynamics and partial canopy mortality appears to dominate the disturbance regime at local scales, paleoecological evidence shows alteration at regional-scales associated with climatic change. Yet, little evidence of these broad-scale events exists in extant forests. To evaluate the potential for the occurrence of large-scale disturbance, we used 76 tree-ring collections spanning ∼840 000 km 2 and 5327 tree recruitment dates spanning ∼1.4 million km 2 across the humid eastern United States. Rotated principal component analysis indicated a common growth pattern of a simultaneous reduction in competition in 22 populations across 61 000 km 2 . Growth-release analysis of these populations reveals an intense and coherent canopy disturbance from 1775 to 1780, peaking in 1776. The resulting time series of canopy disturbance is so poorly described by a Gaussian distribution that it can be described as \"heavy tailed,\" with most of the years from 1775 to 1780 comprising the heavy-tail portion of the distribution. Historical documents provide no evidence that hurricanes or ice storms triggered the 1775-1780 event. Instead, we identify a significant relationship between prior drought and years with elevated rates of disturbance with an intense drought occurring from 1772 to 1775. We further find that years with high rates of canopy disturbance have a propensity to create larger canopy gaps indicating repeated opportunities for rapid change in species composition beyond the landscape scale. Evidence of elevated, regional-scale disturbance reveals how rare events can potentially alter system trajectory: a substantial portion of old-growth forests examined here originated or were substantially altered more than two centuries ago following events lasting just a few years. Our recruitment data, comprised of at least 21 species and several shade-intolerant species, document a pulse of tree recruitment at the subcontinental scale during the late-1600s suggesting that this event was severe enough to open large canopy gaps. These disturbances and their climatic drivers support the hypothesis that punctuated, episodic, climatic events impart a legacy in broadleaf-dominated forests centuries after their occurrence. Given projections of future drought, these results also reveal the potential for abrupt, meso- to large-scale forest change in broadleaf-dominated forests over future decades.

Spaceborne LiDAR has been widely used to obtain forest canopy heights over large areas, but it is still a challenge to obtain spatio-continuous forest canopy heights with this technology. In order to make up for this deficiency and take advantage of the complementary for multi-source remote sensing data in forest canopy height mapping, a new method to estimate forest canopy height was proposed by synergizing the spaceborne LiDAR (ICESat-2) data, Synthetic Aperture Radar (SAR) data, multi-spectral images, and topographic data considering forest types. In this study, National Geographical Condition Monitoring (NGCM) data was used to extract the distributions of coniferous forest (CF), broadleaf forest (BF), and mixed forest (MF) in Hua’ nan forest area in Heilongjiang Province, China. Accordingly, the forest canopy height estimation models for whole forest (all forests together without distinguishing types, WF), CF, BF, and MF were established, respectively, by Radom Forest (RF) and Gradient Boosting Decision Tree (GBDT). The accuracy for established models and the forest canopy height obtained based on estimation models were validated consequently. The results showed that the forest canopy height estimation models considering forest types had better performance than the model grouping all types of forest together. Compared with GBDT, RF with optimal variables had better performance in forest canopy height estimation with Pearson’s correlation coefficient (R) and the root-mean-squared error (RMSE) values for CF, BF, and MF of 0.72, 0.59, 0.62, and 3.15, 3.37, 3.26 m, respectively. It has been validated that a synergy of ICESat-2 with other remote sensing data can make a crucial contribution to spatio-continuous forest canopy height mapping, especially for areas covered by different types of forest.

Forest canopy cover (FCC) is an important ecological parameter of forest ecosystems, and is correlated with forest characteristics, including plant growth, regeneration, biodiversity, light regimes, and hydrological properties. Here, we present an approach of combining Sentinel-2 data, high-resolution aerial images, and machine learning (ML) algorithms to model FCC in the Hyrcanian mixed temperate forest, Northern Iran. Sentinel-2 multispectral bands and vegetation indices were used as variables for modeling and mapping FCC based on UAV ground truth to a wider spatial extent. Random forest (RF), support-vector machine (SVM), elastic net (ENET), and extreme gradient boosting (XGBoost) were the ML algorithms used to learn and generalize on the remotely sensed variables. Evaluation of variable importance indicated that vegetation indices including NDVI, NDVI-A, NDRE, and NDI45 were the dominant predictors in most of the models. Model accuracy estimation results showed that among the tested models, RF (R2 = 0.67, RMSE = 18.87%, MAE = 15.35%) and ENET (R2 = 0.63, RMSE = 20.04%, MAE = 16.44%) showed the best and the worst performance, respectively. In conclusion, it was possible to prove the suitability of integrating UAV-obtained RGB images, Sentinel-2 data, and ML models for the estimation of FCC, intended for precise and fast mapping at landscape-level scale.

Forest canopy height is a basic metric characterizing forest growth and carbon sink capacity. Based on full-polarized Advanced Land Observing Satellite/Phased Array type L-band Synthetic Aperture Radar (ALOS/PALSAR) data, this study used Polarimetric Interferometric Synthetic Aperture Radar (PolInSAR) technology to estimate forest canopy height. In total the four methods of differential DEM (digital elevation model) algorithm, coherent amplitude algorithm, coherent phase-amplitude algorithm and three-stage random volume over ground algorithm (RVoG_3) were proposed to obtain canopy height and their accuracy was compared in consideration of the impacts of coherence coefficient and range slope levels. The influence of the statistical window size on the coherence coefficient was analyzed to improve the estimation accuracy. On the basis of traditional algorithms, time decoherence was performed on ALOS/PALSAR data by introducing the change rate of Landsat NDVI (Normalized Difference Vegetation Index). The slope in range direction was calculated based on SRTM (Shuttle Radar Topography Mission) DEM data and then introduced into the s-RVoG (sloped-Random Volume over Ground) model to optimize the canopy height estimation model and improve the accuracy. The results indicated that the differential DEM algorithm underestimated the canopy height significantly, while the coherent amplitude algorithm overestimated the canopy height. After removing the systematic coherence, the overestimation of the RVoG_3 model was restrained, and the absolute error decreased from 23.68 m to 4.86 m. With further time decoherence, the determination coefficient increased to 0.2439. With the introduction of range slope, the s-RVoG model shows improvement compared to the RVoG model. Our results will provide a reference for the appropriate algorithm selection and optimization for forest canopy height estimation using full-polarized L-band synthetic aperture radar (SAR) data for forest ecosystem monitoring and management.

The forest canopy height (FCH) plays a critical role in forest quality evaluation and resource management. The accurate and rapid estimation and mapping of the regional forest canopy height is crucial for understanding vegetation growth processes and the internal structure of the ecosystem. A stacking algorithm consisting of multiple linear regression (MLR), support vector machine (SVM), k-nearest neighbor (kNN), and random forest (RF) was used in this paper and demonstrated optimal performance in predicting the forest canopy height by synergizing Sentinel-2 images acquired from the cloud-based computation platform Google Earth Engine (GEE) with data from ICESat-2 (Ice, Cloud, and Land Elevation Satellite-2). This research was conducted to achieve continuous mapping of the canopy height of plantations in Saihanba Mechanical Forest Plantation, which is located in Chengde City, northern Hebei province, China. The results show that stacking achieved the best prediction accuracy for the forest canopy height, with an R2 of 0.77 and a root mean square error (RMSE) of 1.96 m. Compared with MLR, SVM, kNN, and RF, the RMSE obtained by stacking was reduced by 25.2%, 24.9%, 22.8%, and 18.7%, respectively. Since Sentinel-2 images and ICESat-2 data are publicly available, this opens the door for the accurate mapping of the continuous distribution of the forest canopy height globally in the future.

Biological nitrogen fixation is critical for the nitrogen cycle of tropical forests, yet we know little about the factors that control the microbial nitrogen fixers that colonize the microbiome of leaves and branches that make up a forest canopy. Forest canopies are especially prone to nutrient limitation because they are (1) disconnected from soil nutrient pools and (2) often subject to leaching. Earlier studies have suggested a role of phosphorus and molybdenum in controlling biological N-fixation rates, but experimental confirmation has hitherto been unavailable. Here we present the results of a manipulation of canopy nutrient availability. Our findings demonstrate a primary role of phosphorus in constraining overall N fixation by canopy cyanobacteria, but also a secondary role of molybdenum in determining per-cell fixation rates. A conservative evaluation suggests that canopy fixation can contribute to significant N fluxes at the ecosystem level, especially as bursts following atmospheric inputs of nutrient-rich dust.

Tropical forests store and sequester large quantities of carbon, mitigating climate change. Lianas (woody vines) are important tropical forest components, most conspicuous in the canopy. Lianas reduce forest carbon uptake and their recent increase may, therefore, limit forest carbon storage with global consequences for climate change. Liana infestation of tree crowns is traditionally assessed from the ground, which is labour intensive and difficult, particularly for upper canopy layers. We used a lightweight unmanned aerial vehicle (UAV) to assess liana infestation of tree canopies from above. It was a commercially available quadcopter UAV with an integrated, standard three‐waveband camera to collect aerial image data for 150 ha of tropical forest canopy. By visually interpreting the images, we assessed the degree of liana infestation for 14.15 ha of forest for which ground‐based estimates were collected simultaneously. We compared the UAV liana infestation estimates with those from the ground to determine the validity, strengths, and weaknesses of using UAVs as a new method for assessing liana infestation of tree canopies. Estimates of liana infestation from the UAV correlated strongly with ground‐based surveys at individual tree and plot level, and across multiple forest types and spatial resolutions, improving liana infestation assessment for upper canopy layers. Importantly, UAV‐based surveys, including the image collection, processing, and visual interpretation, were considerably faster and more cost‐efficient than ground‐based surveys. Synthesis and applications. Unmanned aerial vehicle (UAV) image data of tree canopies can be easily captured and used to assess liana infestation at least as accurately as traditional ground data. This novel method promotes reproducibility of results and quality control, and enables additional variables to be derived from the image data. It is more cost‐effective, time‐efficient and covers larger geographical extents than traditional ground surveys, enabling more comprehensive monitoring of changes in liana infestation over space and time. This is important for assessing liana impacts on the global carbon balance, and particularly useful for forest management where knowledge of the location and change in liana infestation can be used for tailored, targeted, and effective management of tropical forests for enhanced carbon sequestration (e.g., REDD+ projects), timber concessions, and forest restoration. Unmanned aerial vehicle (UAV) image data of tree canopies can be easily captured and used to assess liana infestation at least as accurately as traditional ground data. This novel method promotes reproducibility of results and quality control, and enables additional variables to be derived from the image data. It is more cost‐effective, time‐efficient and covers larger geographical extents than traditional ground surveys, enabling more comprehensive monitoring of changes in liana infestation over space and time. This is important for assessing liana impacts on the global carbon balance, and particularly useful for forest management where knowledge of the location and change in liana infestation can be used for tailored, targeted, and effective management of tropical forests for enhanced carbon sequestration (e.g., REDD+ projects), timber concessions, and forest restoration.

Forest canopy height is a fundamental parameter of forest structure, and plays a pivotal role in understanding forest biomass allocation, carbon stock, forest productivity, and biodiversity. Spaceborne LiDAR (Light Detection and Ranging) systems, such as GEDI (Global Ecosystem Dynamics Investigation), provide large-scale estimation of ground elevation, canopy height, and other forest parameters. However, these measurements may have uncertainties influenced by topographic factors. This study focuses on the calibration of GEDI L2A and L1B data using an airborne LiDAR point cloud, and the combination of Sentinel-2 multispectral imagery, 1D convolutional neural network (CNN), artificial neural network (ANN), and random forest (RF) for upscaling estimated forest height in the Guangxi Gaofeng Forest Farm. First, various environmental (i.e., slope, solar elevation, etc.) and acquisition parameters (i.e., beam type, Solar elevation, etc.) were used to select and optimize the L2A footprint. Second, pseudo-waveforms were simulated from the airborne LiDAR point cloud and were combined with a 1D CNN model to calibrate the L1B waveform data. Third, the forest height extracted from the calibrated L1B waveforms and selected L2A footprints were compared and assessed, utilizing the CHM derived from the airborne LiDAR point cloud. Finally, the forest height data with higher accuracy were combined with Sentinel-2 multispectral imagery for an upscaling estimation of forest height. The results indicate that through optimization using environmental and acquisition parameters, the ground elevation and forest canopy height extracted from the L2A footprint are generally consistent with airborne LiDAR data (ground elevation: R2 = 0.99, RMSE = 4.99 m; canopy height: R2 = 0.42, RMSE = 5.16 m). Through optimizing, ground elevation extraction error was reduced by 45.5% (RMSE), and the canopy height extraction error was reduced by 30.3% (RMSE). After training a 1D CNN model to calibrate the forest height, the forest height information extracted using L1B has a high accuracy (R2 = 0.84, RMSE = 3.13 m). Compared to the optimized L2A data, the RMSE was reduced by 2.03 m. Combining the more accurate L1B forest height data with Sentinel-2 multispectral imagery and using RF and ANN for the upscaled estimation of the forest height, the RF model has the highest accuracy (R2 = 0.64, RMSE = 4.59 m). The results show that the extrapolation and inversion of GEDI, combined with multispectral remote sensing data, serve as effective tools for obtaining forest height distribution on a large scale.

Currently, the integration of satellite-based LiDAR (ICESat-2) and continuous remote sensing imagery has been extensively applied to mapping forest canopy height over large areas. A considerable fraction of low-quality photons exists in ICESAT-2/ATL08 products, which restricts the performance of regional canopy height estimation. To solve these problems, a Local Noise Removal-Light Gradient Boosting Machine (LNR-LGB) method was proposed in this study, which efficiently filtered the unreliable canopy photons in ATL08, constructed an extrapolation model by combining multiple remote sensing data, and finally mapped the 30 m forest canopy height of Hunan Province in 2020. To verify the feasibility of this method, the canopy parameters were also filtered based on ATL08 product attributes (traditional method), and the accuracy of the two models was compared using the 10-fold cross-validation. The conclusions were as follows: (1) compared with the traditional model, the overall accuracy of the LNR-LGB model was approximately doubled, in which R2 increased from 0.46 to 0.65 and RMSE decreased from 6.11 m to 3.48 m; (2) the forest height in Hunan Province ranged from 2.53 to 50.79 m with an average value of 18.34 m. The LNR-LGB method will provide a new concept for achieving high-accuracy mapping of regional forest height.