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Forest canopy height is a basic metric characterizing forest growth and carbon sink capacity. Based on full-polarized Advanced Land Observing Satellite/Phased Array type L-band Synthetic Aperture Radar (ALOS/PALSAR) data, this study used Polarimetric Interferometric Synthetic Aperture Radar (PolInSAR) technology to estimate forest canopy height. In total the four methods of differential DEM (digital elevation model) algorithm, coherent amplitude algorithm, coherent phase-amplitude algorithm and three-stage random volume over ground algorithm (RVoG_3) were proposed to obtain canopy height and their accuracy was compared in consideration of the impacts of coherence coefficient and range slope levels. The influence of the statistical window size on the coherence coefficient was analyzed to improve the estimation accuracy. On the basis of traditional algorithms, time decoherence was performed on ALOS/PALSAR data by introducing the change rate of Landsat NDVI (Normalized Difference Vegetation Index). The slope in range direction was calculated based on SRTM (Shuttle Radar Topography Mission) DEM data and then introduced into the s-RVoG (sloped-Random Volume over Ground) model to optimize the canopy height estimation model and improve the accuracy. The results indicated that the differential DEM algorithm underestimated the canopy height significantly, while the coherent amplitude algorithm overestimated the canopy height. After removing the systematic coherence, the overestimation of the RVoG_3 model was restrained, and the absolute error decreased from 23.68 m to 4.86 m. With further time decoherence, the determination coefficient increased to 0.2439. With the introduction of range slope, the s-RVoG model shows improvement compared to the RVoG model. Our results will provide a reference for the appropriate algorithm selection and optimization for forest canopy height estimation using full-polarized L-band synthetic aperture radar (SAR) data for forest ecosystem monitoring and management.

The U.S. Forest Service, Forest Inventory and Analysis (FIA) program is tasked with making and reporting estimates of various forest attributes using a design-based network of permanent sampling plots. To make its estimates more precise, FIA uses a technique known as post-stratification to group plots into more homogenous classes, which helps lower variance when deriving population means. Currently FIA uses a nationally available map of tree canopy cover for post-stratification, which tends to work well for forest area estimates but less so for structural attributes like volume. Here we explore the use of new statewide digital aerial photogrammetric (DAP) point clouds developed from stereo imagery collected by the National Agricultural Imagery Program (NAIP) to improve these estimates in the southeastern mixed hardwood forests of Tennessee and Virginia, United States (U.S.). Our objectives are to 1. evaluate the relative quality of NAIP DAP point clouds using airborne LiDAR and FIA tree height measurements, and 2. assess the ability of NAIP digital height models (DHMs) to improve operational forest inventory estimates above the gains already achieved from FIA’s current post-stratification approach. Our results show the NAIP point clouds were moderately to strongly correlated with FIA field measured maximum tree heights (average Pearson’s r = 0.74) with a slight negative bias (−1.56 m) and an RMSE error of ~4.0 m. The NAIP point cloud heights were also more accurate for softwoods (R2s = 0.60–0.79) than hardwoods (R2s = 0.33–0.50) with an error structure that was consistent across multiple years of FIA measurements. Several factors served to degrade the relationship between the NAIP point clouds and FIA data, including a lack of 3D points in areas of advanced hardwood senescence, spurious height values in deep shadows and imprecision of FIA plot locations (which were estimated to be off the true locations by +/− 8 m). Using NAIP strata maps for post-stratification yielded forest volume estimates that were 31% more precise on average than estimates stratified with tree canopy cover data. Combining NAIP DHMs with forest type information from national map products helped improve stratification performance, especially for softwoods. The monetary value of using NAIP height maps to post-stratify FIA survey unit total volume estimates was USD 1.8 million vs. the costs of installing more field plots to achieve similar precision gains. Overall, our results show the benefit and growing feasibility of using NAIP point clouds to improve FIA’s operational forest inventory estimates.

Spaceborne LiDAR has been widely used to obtain forest canopy heights over large areas, but it is still a challenge to obtain spatio-continuous forest canopy heights with this technology. In order to make up for this deficiency and take advantage of the complementary for multi-source remote sensing data in forest canopy height mapping, a new method to estimate forest canopy height was proposed by synergizing the spaceborne LiDAR (ICESat-2) data, Synthetic Aperture Radar (SAR) data, multi-spectral images, and topographic data considering forest types. In this study, National Geographical Condition Monitoring (NGCM) data was used to extract the distributions of coniferous forest (CF), broadleaf forest (BF), and mixed forest (MF) in Hua’ nan forest area in Heilongjiang Province, China. Accordingly, the forest canopy height estimation models for whole forest (all forests together without distinguishing types, WF), CF, BF, and MF were established, respectively, by Radom Forest (RF) and Gradient Boosting Decision Tree (GBDT). The accuracy for established models and the forest canopy height obtained based on estimation models were validated consequently. The results showed that the forest canopy height estimation models considering forest types had better performance than the model grouping all types of forest together. Compared with GBDT, RF with optimal variables had better performance in forest canopy height estimation with Pearson’s correlation coefficient (R) and the root-mean-squared error (RMSE) values for CF, BF, and MF of 0.72, 0.59, 0.62, and 3.15, 3.37, 3.26 m, respectively. It has been validated that a synergy of ICESat-2 with other remote sensing data can make a crucial contribution to spatio-continuous forest canopy height mapping, especially for areas covered by different types of forest.

Forest canopy height is an important indicator of forest biomass, species diversity, and other ecosystem functions; however, the climatic determinants that underlie its global patterns have not been fully explored. Using satellite LiDAR-derived forest canopy heights and field measurements of the world's giant trees, combined with climate indices, we evaluated the global patterns and determinants of forest canopy height. The mean canopy height was highest in tropical regions, but tall forests (>50 m) occur at various latitudes. Water availability, quantified by the difference between annual precipitation and annual potential evapotranspiration (P-PET), was the best predictor of global forest canopy height, which supports the hydraulic limitation hypothesis. However, in striking contrast with previous studies, the canopy height exhibited a hump-shaped curve along a gradient of P-PET: it initially increased, then peaked at approximately 680 mm of P-PET, and finally declined, which suggests that excessive water supply negatively affects the canopy height. This trend held true across continents and forest types, and it was also validated using forest inventory data from China and the United States. Our findings provide new insights into the climatic controls of the world's giant trees and have important implications for forest management and improvement of forest growth models.

The forest canopy height (FCH) plays a critical role in forest quality evaluation and resource management. The accurate and rapid estimation and mapping of the regional forest canopy height is crucial for understanding vegetation growth processes and the internal structure of the ecosystem. A stacking algorithm consisting of multiple linear regression (MLR), support vector machine (SVM), k-nearest neighbor (kNN), and random forest (RF) was used in this paper and demonstrated optimal performance in predicting the forest canopy height by synergizing Sentinel-2 images acquired from the cloud-based computation platform Google Earth Engine (GEE) with data from ICESat-2 (Ice, Cloud, and Land Elevation Satellite-2). This research was conducted to achieve continuous mapping of the canopy height of plantations in Saihanba Mechanical Forest Plantation, which is located in Chengde City, northern Hebei province, China. The results show that stacking achieved the best prediction accuracy for the forest canopy height, with an R2 of 0.77 and a root mean square error (RMSE) of 1.96 m. Compared with MLR, SVM, kNN, and RF, the RMSE obtained by stacking was reduced by 25.2%, 24.9%, 22.8%, and 18.7%, respectively. Since Sentinel-2 images and ICESat-2 data are publicly available, this opens the door for the accurate mapping of the continuous distribution of the forest canopy height globally in the future.

Forest canopy height is a fundamental parameter of forest structure, and plays a pivotal role in understanding forest biomass allocation, carbon stock, forest productivity, and biodiversity. Spaceborne LiDAR (Light Detection and Ranging) systems, such as GEDI (Global Ecosystem Dynamics Investigation), provide large-scale estimation of ground elevation, canopy height, and other forest parameters. However, these measurements may have uncertainties influenced by topographic factors. This study focuses on the calibration of GEDI L2A and L1B data using an airborne LiDAR point cloud, and the combination of Sentinel-2 multispectral imagery, 1D convolutional neural network (CNN), artificial neural network (ANN), and random forest (RF) for upscaling estimated forest height in the Guangxi Gaofeng Forest Farm. First, various environmental (i.e., slope, solar elevation, etc.) and acquisition parameters (i.e., beam type, Solar elevation, etc.) were used to select and optimize the L2A footprint. Second, pseudo-waveforms were simulated from the airborne LiDAR point cloud and were combined with a 1D CNN model to calibrate the L1B waveform data. Third, the forest height extracted from the calibrated L1B waveforms and selected L2A footprints were compared and assessed, utilizing the CHM derived from the airborne LiDAR point cloud. Finally, the forest height data with higher accuracy were combined with Sentinel-2 multispectral imagery for an upscaling estimation of forest height. The results indicate that through optimization using environmental and acquisition parameters, the ground elevation and forest canopy height extracted from the L2A footprint are generally consistent with airborne LiDAR data (ground elevation: R2 = 0.99, RMSE = 4.99 m; canopy height: R2 = 0.42, RMSE = 5.16 m). Through optimizing, ground elevation extraction error was reduced by 45.5% (RMSE), and the canopy height extraction error was reduced by 30.3% (RMSE). After training a 1D CNN model to calibrate the forest height, the forest height information extracted using L1B has a high accuracy (R2 = 0.84, RMSE = 3.13 m). Compared to the optimized L2A data, the RMSE was reduced by 2.03 m. Combining the more accurate L1B forest height data with Sentinel-2 multispectral imagery and using RF and ANN for the upscaled estimation of the forest height, the RF model has the highest accuracy (R2 = 0.64, RMSE = 4.59 m). The results show that the extrapolation and inversion of GEDI, combined with multispectral remote sensing data, serve as effective tools for obtaining forest height distribution on a large scale.

Forest canopy height is defined as the distance between the highest point of the tree canopy and the ground, which is considered to be a key factor in calculating above-ground biomass, leaf area index, and carbon stock. Large-scale forest canopy height monitoring can provide scientific information on deforestation and forest degradation to policymakers. The Ice, Cloud, and Land Elevation Satellite-2 (ICESat-2) was launched in 2018, with the Advanced Topographic Laser Altimeter System (ATLAS) instrument taking on the task of mapping and transmitting data as a photon-counting LiDAR, which offers an opportunity to obtain global forest canopy height. To generate a high-resolution forest canopy height map of Jiangxi Province, we integrated ICESat-2 and multi-source remote sensing imagery, including Sentinel-1, Sentinel-2, the Shuttle Radar Topography Mission, and forest age data of Jiangxi Province. Meanwhile, we develop four canopy height extrapolation models by random forest (RF), Support Vector Machine (SVM), K-nearest neighbor (KNN), Gradient Boosting Decision Tree (GBDT) to link canopy height in ICESat-2, and spatial feature information in multi-source remote sensing imagery. The results show that: (1) Forest canopy height is moderately correlated with forest age, making it a potential predictor for forest canopy height mapping. (2) Compared with GBDT, SVM, and KNN, RF showed the best predictive performance with a coefficient of determination (R2) of 0.61 and a root mean square error (RMSE) of 5.29 m. (3) Elevation, slope, and the red-edge band (band 5) derived from Sentinel-2 were significantly dependent variables in the canopy height extrapolation model. Apart from that, Forest age was one of the variables that the RF moderately relied on. In contrast, backscatter coefficients and texture features derived from Sentinel-1 were not sensitive to canopy height. (4) There is a significant correlation between forest canopy height predicted by RF and forest canopy height measured by field measurements (R2 = 0.69, RMSE = 4.02 m). In a nutshell, the results indicate that the method utilized in this work can reliably map the spatial distribution of forest canopy height at high resolution.

Currently, the integration of satellite-based LiDAR (ICESat-2) and continuous remote sensing imagery has been extensively applied to mapping forest canopy height over large areas. A considerable fraction of low-quality photons exists in ICESAT-2/ATL08 products, which restricts the performance of regional canopy height estimation. To solve these problems, a Local Noise Removal-Light Gradient Boosting Machine (LNR-LGB) method was proposed in this study, which efficiently filtered the unreliable canopy photons in ATL08, constructed an extrapolation model by combining multiple remote sensing data, and finally mapped the 30 m forest canopy height of Hunan Province in 2020. To verify the feasibility of this method, the canopy parameters were also filtered based on ATL08 product attributes (traditional method), and the accuracy of the two models was compared using the 10-fold cross-validation. The conclusions were as follows: (1) compared with the traditional model, the overall accuracy of the LNR-LGB model was approximately doubled, in which R2 increased from 0.46 to 0.65 and RMSE decreased from 6.11 m to 3.48 m; (2) the forest height in Hunan Province ranged from 2.53 to 50.79 m with an average value of 18.34 m. The LNR-LGB method will provide a new concept for achieving high-accuracy mapping of regional forest height.

Forest Canopy Height (FCH) is a crucial parameter that offers valuable insights into forest structure. Spaceborne LiDAR missions provide accurate FCH measurements, but a significant challenge is their point-based measurements lacking spatial continuity. This study integrated ICESat-2’s ATL08-derived FCH values with multi-temporal and multi-source remote sensing (RS) datasets to generate continuous FCH maps for northern forests in Iran. Sentinel-1/2, ALOS-2 PALSAR-2, and FABDEM datasets were prepared in Google Earth Engine (GEE) for FCH mapping, each possessing unique spatial and geometrical characteristics that differ from those of the ATL08 product. Given the importance of accurately representing the geometrical characteristics of the ATL08 segments in modeling FCH, a novel Weighted Kernel (WK) approach was proposed in this paper. The WK approach could better represent the RS datasets within the ATL08 ground segments compared to other commonly used resampling approaches. The correlation between all RS data features improved by approximately 6% compared to previously employed approaches, indicating that the RS data features derived after convolving the WK approach are more predictive of FCH values. Furthermore, the WK approach demonstrated superior performance among machine learning models, with random forests outperforming other models, achieving a coefficient of determination ( R 2 ) of 0.71, root mean square error (RMSE) of 4.92 m, and mean absolute percentage error (MAPE) of 29.95%. Furthermore, in contrast to previous studies using only summer datasets, this study included spring and autumn data from Sentinel-1/2, resulting in a 6% increase in R 2 and a 0.5-m decrease in RMSE. The proposed methodology filled the research gaps and improved the accuracy of FCH estimations.

ICESat-2 and GEDI offer unique capabilities for terrain and canopy height retrievals; however, their performance and measurement precision are significantly affected by terrain conditions. Furthermore, differences in data scales complicate direct comparisons of their measurement capabilities. This study evaluates the accuracy of terrain and canopy height retrievals from ICESat-2 and GEDI LiDAR data in complex terrain environments. Jinghong City and Pu’er City in Southwest China were selected as study areas, with high-precision airborne LiDAR data serving as a reference. Ground elevation and canopy height retrieval accuracies were compared before and after scale unification to 30 m × 30 m under varying slope conditions. Results indicate that ICESat-2 shows a significant advantage in terrain height retrieval, with RMSE values of 4.75 m and 4.21 m before and after scale unification, respectively. In comparison, GEDI achieved RMSE values of 4.94 m and 4.96 m. Both systems maintain high accuracy in flat regions, but accuracy declines with increasing slope. For canopy height retrieval, GEDI outperforms ICESat-2. Before scale unification, GEDI achieved an R² of 0.73 with an RMSE of 5.15 m, and after scale unification, an R² of 0.67 with an RMSE of 5.32 m. In contrast, ICESat-2 showed lower performance, with an R² of 0.65 and RMSE of 7.42 m before unification, and an R² of 0.53 with RMSE of 8.29 m after unification. GEDI maintains higher canopy height accuracy across all slope levels. Post-scale unification, both systems show high accuracy in ground elevation retrieval, with ICESat-2 being superior. In contrast, GEDI achieves better canopy height retrieval accuracy. These findings highlight the synergistic strengths of ICESat-2’s photon-counting and GEDI’s full-waveform LiDAR techniques, demonstrating advancements in satellite laser altimetry for terrain and canopy height retrieval.